Erez Law is currently investigating Integrity Brokerage LLC broker Joshua Helmle (CRD# 2195760) regarding investment fraud. He was registered with Integrity Brokerage LLC in Monterey Park, California from 2002 to 2020, when he was terminated regarding, “Internal investigation into the … Continue reading
Were you the victim of former LPL Financial LLC broker Michael Barranco (CRD# 4825738) regarding unsuitable investment recommendations and selling away? He was registered with LPL Financial LLC in Montgomery, Alabama from 2007 to 2015, when he was terminated regarding … Continue reading
Were you the victim of former LPL Financial LLC broker Kevin McCallum (CRD# 2222586) regarding investment losses due to business development companies (BDC) losses? He was registered with LPL Financial LLC in Birmingham, Alabama from 2012 to 2019. In June … Continue reading
Erez Law is currently investigating Carl M. Hennig, Inc. broker Thomas Harenburg (CRD# 237016) regarding stock losses. He has been registered with Carl M. Hennig, Inc. in Oshkosh, Wisconsin since 1968. Thomas Harenburg Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating MetLife Securities Inc. broker John Phillips (CRD# 2796242) regarding private placement fraud losses. John Phillips has been registered with MetLife Securities Inc. in Charlotte, North Carolina from 1999 to 2015. John Phillips Customer Complaints John … Continue reading
Erez Law is currently investigating Edward Jones broker John Davis (CRD# 2312724) regarding mutual fund losses due to investment fraud. He has been registered with Edward Jones in Ft Payne, Alabama since 1993. John Davis Customer Complaints John Davis has … Continue reading
Erez Law is currently investigating former Transamerica Financial Advisors, Inc. broker Scott Fries (CRD# 2205768) regarding selling away. He was registered with Transamerica Financial Advisors, Inc. in Cincinnati, Ohio from 2014 to 2019, when he was terminated regarding, “Representative accepted … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Jason Garofalo (CRD# 3008935) regarding real estate securities losses. He has been registered with Ameriprise Financial Services, LLC in Las Vegas, Nevada since 2015. Jason Garofalo Customer Complaints Jason Garofalo … Continue reading
Erez Law is currently investigating The Rockwell Financial Group, Inc. broker George Fill (CRD# 5396631) regarding unauthorized trades. He has been registered with The Rockwell Financial Group, Inc. in Hicksville, New York since 2016. George Fill Customer Complaints George Fill … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker Derek Roy (CRD# 6174201) regarding stock losses? He has been registered with Fidelity Brokerage Services LLC in Merrimack, New Hampshire since 2016. Derek Roy Customer Complaints Derek Roy has been … Continue reading