Category: Ponzi Scheme
Erez Law is currently investigating former Morgan Stanley broker Shawn Good (CRD# 2022168) regarding a 10-year Ponzi scheme. He was registered with Morgan Stanley in Wilmington, North Carolina from 2012 to 2022. Public records indicate that he was terminated by … Continue reading
Erez Law is currently investigating former Henley & Co. broker Philip Incorvia (CRD# 708138) who is alleged to run a Ponzi-like scheme. Philip Incorvia was registered with Henley & Company LLC in Shoreham, New York from 2006 to 2021. Philip Incorvia … Continue reading
There are options for clients of Demopolis Capital Inc. broker John Loofbourrow (CRD# 312494) who suffered investment losses. Loofbourrow has been registered with Demopolis Capital Inc. in Harlem, New York since 1983. In June 2020, sanctioned Loofbourrow to a $7,500 … Continue reading
Were you the victim of former LPL Financial LLC broker Rhett Bedwell (CRD# 5664392), who is alleged to recommend his clients invest in what was found to be a Ponzi-like scheme? Bedwell was registered with LPL Financial LLC in Rogers, … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Arthur Hoffman (CRD# 3193754) regarding a fraudulent Ponzi scheme. He was registered with Ameriprise Financial Services, LLC in Glendale, Arizona from 2016 to 2020, when he was terminated regarding, … Continue reading
Were you the victim of former Signator Investors, Inc. broker Dee Brooks (CRD# 2559233)? Brooks was registered with Signator Investors, Inc. in Huntington Beach, California from 2015 to 2018, when he was terminated regarding, “The Firm was investigating the representative … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, Inc. broker Li-Lin Hsu (Yilin Hsu) (CRD# 4706509) regarding her Ponzi Scheme that defrauded at least 20 clients out of $8.1 million. Hsu has been registered with Ameriprise Financial Services, Inc. … Continue reading
Erez Law recently filed a FINRA arbitration against Wells Fargo. The Erez Law client alleges that James Seijas (CRD# 2392901), who was a registered representative of Wells Fargo in Short Hills, New Jersey from 2013 to 2019, played a pivotal … Continue reading
Former Forest Securities, Inc. broker Jeffrey Nimmow (CRD# 2693601) is accused of recommending unsuitable Woodbridge Group of Companies investments. Nimmow was registered with Forest Securities, Inc. in Hillside, Illinois from 2015 to 2018, when he was terminated regarding, “Inaccurate judgment … Continue reading
Erez Law recently filed a FINRA arbitration claim against Raymond James & Associates, Inc. on behalf of a retired couple that suffered losses due to investments in securities sold to them by Raymond James & Associates, Inc. in Biscayne Capital … Continue reading