Did you lose money investing with former Northwestern Mutual Investment Services, LLC broker Andrew Dougherty (CRD# 6348064)? He was registered with Voya Financial Advisors, Inc. in Sioux City, Iowa, from June to September 2020, Northwestern Mutual Investment Services, LLC in … Continue reading
Were you the victim of insurance losses due to recommendations by LPL Financial LLC broker Edward Morrissey (CRD# 1873249)? He has been registered with Hornor, Townsend & Kent, LLC in Pittsburgh, Pennsylvania, since 2022. He was registered with LPL Financial … Continue reading
Erez Law is currently investigating Gold Coast Securities, Inc. broker Lisa Grosskopf (CRD# 3213930) regarding investment losses. She has been registered with Peak Brokerage Services, LLC in Burbank, California, since 2024. She was registered with Gold Coast Securities, Inc. in … Continue reading
Did you lose money investing with GWN Securities Inc. broker Michael Wynn (CRD# 3234662)? He has been registered with GWN Securities Inc. in Bridgewater, New Jersey, since 2014. Michael Wynn Customer Complaints He has been the subject of one customer … Continue reading
Did you lose money investing with former Concourse Financial Group Securities, Inc. broker Richard Holmes (CRD# 2202727)? He was registered with Concourse Financial Group Securities, Inc. in Birmingham, Alabama, from 2011 to 2023. Richard Holmes Customer Complaints He has been … Continue reading
There are options for clients of former Pruco Securities, LLC broker Lynn Nicholson (CRD# 2271272) who suffered investment losses. She has been registered with Pruco Securities, LLC in Pageland, South Carolina, from 1992 to 2022. Lynn Nicholson Customer Complaints She … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Kestra Investment Services, LLC broker Frank Hill (CRD# 2208115), regarding insurance losses. He has been registered with Kestra Investment Services, LLC, and Kestra … Continue reading
Erez Law is currently investigating Mundt & Associates, Inc. owner Justin Mundt (CRD# 5652696) regarding insurance losses. He has been the owner of Mundt & Associates, Inc. in St. Charles, Minnesota, since 2014, an investment adviser representative with Transc3nd in … Continue reading
Were you the victim of former NYLife Securities LLC broker Michael Cox (CRD# 1182559)? He was registered with NYLife Securities LLC in North Hills, California, from 1983 to 2018. Michael Cox Customer Complaints He has been the subject of three … Continue reading
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Antonio Da Roza (CRD# 2087563), who is accused of insurance losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in San Francisco, … Continue reading