Category: FINRA Awards and Accolades Articles
Erez Law recently received a significant award on behalf of a client whose financial advisor recommended an inappropriate product that caused financial losses. After arbitration, the client received substantial compensation thanks to the zealous client advocacy demonstrated by Erez Law’s … Continue reading
Financial Industry Regulatory Authority (FINRA) fined Morgan Stanley $115,000 and ordered them to pay restitution to investors in the total amount of $55,284.28 plus interest over findings that the brokerage firm sold municipal securities, including Puerto Rico bonds, to its customers … Continue reading
In January 2017, Erez Law obtained an award against Oriental Financial Services Corp. (“Oriental Financial”) in a FINRA arbitration for over $1,046,556 for losses sustained in a brokerage account held with the firm. The investor was a client of Enrique … Continue reading