Category: Variable Annuities
Former LPL Financial LLC broker Nicholas Ignatowski (CRD# 2409399) is accused of variable annuity investment losses. He was registered with LPL Financial LLC in Milwaukee, Wisconsin, from 2013 to 2023. Nicholas Ignatowski Customer Complaints He has been the subject of … Continue reading
Were you the victim of former MML Investors Services, LLC. broker Scott Embree (CRD# 5720630)? He has been registered with Osaic Wealth, Inc. in Fenton, Michigan, since 2022. Previously, he was registered with MML Investors Services, LLC in Grand Rapids, … Continue reading
Were you the victim of variable annuity investment losses due to recommendations by Northwestern Mutual Investment Services, LLC broker Jeffrey Kantar (CRD# 2442053)?. He has been registered with Northwestern Mutual Investment Services, LLC in Manchester, New Hampshire, since 1994. Jeffrey … Continue reading
Former First Allied Securities, Inc. broker Timothy Connor (CRD# 2222028) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Redwood City, California, since 2021. Previously, he was registered with Cetera Investment Advisers LLC in … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Forster (CRD# 1303832), who is accused of variable annuity investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Washington, DC, … Continue reading
Were you the victim of variable annuity losses with MML Investors Services, LLC broker Robert Ruff (CRD# 1856977)? He has been registered with MML Investors Services, LLC in Toledo, Ohio, since 1988. Robert Ruff Customer Complaints He has been the … Continue reading
Former Raymond James Financial Services, Inc. broker Libertad Contreras (CRD# 4649349) is accused of Northstar Financial Services (Bermuda) investment losses. He has been registered with Flourish Financial LLC in New York, New York, since 2019. Previously, he was registered with … Continue reading
Were you the victim of variable annuity investment losses with Pruco Securities, LLC broker John Becker (CRD# 5928771)? He has been registered with Pruco Securities, LLC in Melbourne, Florida, since 2011. John Becker Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Money Concepts Capital Corp. broker Jennifer Frick (CRD# 2626107) regarding variable annuity investment losses. She has been registered with Money Concepts Capital Corp. and Money Concepts Advisory Service in Paducah, Kentucky, since 2010. Previously, she … Continue reading
There are options for clients of Pruco Securities, LLC broker David Radford (CRD# 7272317), who is accused of unsuitable investment recommendations related to variable annuity losses. He has been registered with Pruco Securities, LLC and with Prudential Financial Planning Services … Continue reading