Category: Variable Annuities
Former First Allied Securities, Inc. broker Timothy Connor (CRD# 2222028) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Redwood City, California, since 2021. Previously, he was registered with Cetera Investment Advisers LLC in … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker John Forster (CRD# 1303832), who is accused of variable annuity investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Washington, DC, … Continue reading
Were you the victim of variable annuity losses with MML Investors Services, LLC broker Robert Ruff (CRD# 1856977)? He has been registered with MML Investors Services, LLC in Toledo, Ohio, since 1988. Robert Ruff Customer Complaints He has been the … Continue reading
Former Raymond James Financial Services, Inc. broker Libertad Contreras (CRD# 4649349) is accused of Northstar Financial Services (Bermuda) investment losses. He has been registered with Flourish Financial LLC in New York, New York, since 2019. Previously, he was registered with … Continue reading
Were you the victim of variable annuity investment losses with Pruco Securities, LLC broker John Becker (CRD# 5928771)? He has been registered with Pruco Securities, LLC in Melbourne, Florida, since 2011. John Becker Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Money Concepts Capital Corp. broker Jennifer Frick (CRD# 2626107) regarding variable annuity investment losses. She has been registered with Money Concepts Capital Corp. and Money Concepts Advisory Service in Paducah, Kentucky, since 2010. Previously, she … Continue reading
There are options for clients of Pruco Securities, LLC broker David Radford (CRD# 7272317), who is accused of unsuitable investment recommendations related to variable annuity losses. He has been registered with Pruco Securities, LLC and with Prudential Financial Planning Services … Continue reading
Were you the victim of Infinex Investments, Inc. broker Fermin Mesina (CRD# 4619199) related to annuity investment losses? He has been registered with Infinex Investments, Inc. in Chula Vista, California, since 2017. Fermin Mesina Customer Complaints He has been the … Continue reading
Can you recover losses from investments with FSC Securities Corporation broker Craig Accardo (CRD# 3000762)? He has been registered with FSC Securities Corporation in Metairie, Louisiana, since 2004. Craig Accardo Customer Complaints He has been the subject of two customer … Continue reading
Were you the victim of NYLIFE Securities LLC broker Cynthia Barreira (CRD# 6158367) related to variable annuity investment losses? She has been registered with NYLIFE Securities LLC in Knoxville, Tennessee, since 2013. Cynthia Barreira Customer Complaints She has been the … Continue reading