Morgan Stanley broker Samuel Duckett (CRD# 5820876) is accused of stock losses. He has been registered with Morgan Stanley in Austin, Texas, since 2020. Samuel Duckett Customer Complaints He has been the subject of one customer complaint, according to his … Continue reading
Were you the victim of SW Financial broker David Latte (CRD# 6700268)? He has been registered with Vienna Capital Partners LLC in New York, New York, from 2023 to 2026, SW Financial in New York, New York, from 2019 to … Continue reading
Did you lose money investing with LPL Financial LLC and Shepherd Financial Partners, LLC broker Samuel Shepherd (CRD# 6618941)? He has been registered with LPL Financial LLC in Winchester, Massachusetts, since 2017, and Shepherd Financial Partners, LLC in Winchester, Massachusetts, … Continue reading
Were you the victim of Osaic Wealth, Inc. broker Russell Stout (CRD# 4525503)? He has been registered with Osaic Wealth, Inc. in Syracuse, New York, since 2023. He was registered with Sagepoint Financial, Inc. in Syracuse, New York, from 2020 … Continue reading
Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Nicholas Nanas (CRD# 6682005) regarding stock losses. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2026. He was registered … Continue reading
Were you the victim of Goldman Sachs & Co. LLC broker Kyle Tisone (CRD# 6514021)? He has been registered with Goldman Sachs & Co. LLC in Chicago, Illinois, since 2016. Kyle Tisone Customer Complaints He has been the subject of … Continue reading
Did you lose money investing in stocks with Spartan Capital Securities, LLC broker Joseph Rogers (CRD# 7517628)? He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2022. He was registered with SW Financial in … Continue reading
Were you the victim of Piper Sandler & Co. broker Alex Johnson (CRD# 6994027)? He has been registered with Piper Sandler & Co. in Minneapolis, Minnesota, since 2021. He was registered with Craig-Hallum Capital Group LLC in Minneapolis, Minnesota, from … Continue reading
Were you the victim of ThinkEquity LLC broker Charles Giordano (CRD# 2124257)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. Charles Giordano Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gustavo Marcondes (CRD# 7696207) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2023 to 2024. Gustavo Marcondes … Continue reading