Category: Stocks Articles

There are options for clients of Morgan Stanley broker Brian Pfeifler (CRD# 2083301) who suffered investment losses. He has been registered with Morgan Stanley in New York, New York, since 2009. Brian Pfeifler Customer Complaints He has been the subject … Continue reading →

Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999.  Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading →

Erez Law is currently investigating Oppenheimer & Co. Inc. broker Paul Nathe (CRD# 2015831) regarding stock losses. He has been registered with Oppenheimer & Co. Inc. in Fishkill, New York, since 2007.  Paul Nathe Customer Complaints He has been the … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Ameriprise Financial Services, LLC broker Christopher Jacobi (CRD# 1648679). He has been registered with Ameriprise Financial Services, LLC in Pensacola, Florida, since 2009. … Continue reading →

Erez Law is currently investigating former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Sica (CRD# 1756940) regarding failure to follow directions. He has been registered with Charles Schwab & Co., Inc. in Brookfield, Connecticut, since 2021. He was … Continue reading →

Can I recover losses from investments with former National Securities Corporation broker Kay Johnson (CRD# 1583193) regarding stock losses? He has been registered with Onesource Fi LLC in New York, New York, since 2021, and Allied Millennial Partners, LLC in … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with LPL Financial LLC broker Michael Hirthler (CRD# 1370229). He has been registered with LPL Financial LLC in Pittston, Pennsylvania, since 1993, and Jacobi … Continue reading →

Raymond James & Associates, Inc. broker Ira Bauman (CRD# 1079115)is accused of stock losses. He has been registered with Raymond James & Associates, Inc. in New York, New York, since 2016. He was registered with Morgan Stanley in New York, … Continue reading →

Were you the victim of former Andrew Garrett, Inc. broker Guy Clemente (CRD# 1222597)? He has been registered with Aegis Capital Corp. in New York, New York, since 2023. He was registered with Andrew Garrett, Inc. in New York, New … Continue reading →

There are options for clients of former Truist Investment Services, Inc. broker Gary Costello (CRD# 6117388) who suffered investment losses.  He was registered with Aegis Capital Corp. in New York, New York, from 2023 to 2024, when he was terminated … Continue reading →