There are options for customers of former LPL Financial Corporation broker Michael Laine (CRD# 1244072), who suffered investment losses due to stocks. He has been registered with Purshe Kaplan Sterling Investments in El Segundo, California, since 2026, and Altruist Advisors … Continue reading
Did you lose money investing with former Avantax Investment Services, Inc. broker David Monheit (CRD# 4586091)? He has been registered with Cetera Wealth Services, LLC in Surprise, Arizona, since 2025, and Cetera Investment Advisers LLC in Schaumburg, Illinois, since 2025. … Continue reading
Hohimer Wealth Management LLC broker Philip Tom (CRD# 1110768) is accused of stock losses. He has been registered as a financial adviser with Hohimer Wealth Management, LLC in Seattle, Washington, since 2025. He was registered with RBC Capital Markets, LLC … Continue reading
Can I recover losses from investments with Edward Jones broker Aaron Davis (CRD# 4746025)? He has been registered with Edward Jones in Frisco, Texas, since 2004. Aaron Davis Customer Complaints He has been the subject of three customer complaints between … Continue reading
Can you recover losses due to investments with Ameriprise Financial Services, LLC broker Brian Peers (CRD# 2545530)? He has been registered with Ameriprise Financial Services, LLC in Conshohocken, Pennsylvania, since 1994. Brian Peers Customer Complaints He has been the subject … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Malcolm Bourne III (CRD# 1562435) who suffered losses due to investments in stocks. He has been registered with Stifel, Nicolaus & Company, Incorporated in Vero Beach, Florida, from … Continue reading
Can you recover losses due to investments with Morgan Stanley broker Sean Fenton (CRD# 5301898)? He has been registered with Morgan Stanley in Chapel Hill, North Carolina, since 2009. Sean Fenton Customer Complaints He has been the subject of one … Continue reading
There are options for clients of former Wells Fargo Clearing Services, LLC broker Amad Owidi (CRD# 5335079) who suffered stock losses. He has been registered with Raymond James & Associates, Inc. in Houston, Texas, since 2026. He was registered with … Continue reading
Were you the victim of Blue Capital Inc. Partner and CCO Agustin Molina (CRD# 5764714)? He has been partner and CCO of Blue Capital Inc. in Omaha, Nebraska, since 2019. He was registered with Capital Synergy Partners in Omaha, Nebraska, … Continue reading
Morgan Stanley broker Youssef Zohny (CRD# 6759406) faces a multi-million dollar customer complaint for stock losses. He has been registered with Morgan Stanley in San Francisco, California, since 2017. Youssef Zohny Customer Complaints He has been the subject of one … Continue reading