There are options for clients of LPL Financial LLC broker Beaux Treguboff (CRD# 5533615) related to stock losses He has been registered with LPL Financial LLC in Glendale, Arizona, since 2020. He was registered with Morgan Stanley in Peoria, Arizona, … Continue reading
Can I recover losses from investments with former Lime Trading Corp. broker Jeffrey Sime (CRD# 1554798)? He has been registered with Atlas Clearing, Inc. in Salt Lake City, Utah, since 2025. He was registered with Lime Trading Corp. in New … Continue reading
Roditi & Roditi, LLC broker Guillermo Dominguez (CRD# 5094605) is accused of stock losses. He has been registered as a managing member of Roditi & Roditi, LLC in Los Angeles, California, since 2012, and as a managing member with New … Continue reading
Erez Law is currently investigating PHX Financial, Inc. broker Henry Pinkenberg (CRD# 2375654) regarding stock losses. He has been registered with PHX Financial, Inc. in Fort Lauderdale, Florida, since 2024. He was regisered with I-Bankers Securities, Inc. Boca Raton, Florida, … Continue reading
Can you recover losses due to recommendations by Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ryan Bell (CRD# 3100068)? He has been registered with Stifel, Nicolaus & Company, Incorporated in Dallas, Texas, since 2025. He was registered with Merrill … Continue reading
Did you lose money investing in stocks with Charles Schwab & Co., Inc. broker Brian Tveter (CRD# 2676587)? He has been registered with Charles Schwab & Co., Inc. in Huntington Station, New York, since 2000. Brian Tveter Customer Complaints He … Continue reading
There are options for customers of Creativeone Securities, LLC broker Kirt Carstens (CRD# 2192522), who suffered stock losses. He has been registered with Creativeone Securities, LLC in Arnolds Park, Iowa, since 2011. Kirt Carstens Customer Complaints He has been the … Continue reading
PHX Financial, Inc. broker Nicholas Yiantselis (CRD# 6953295) is accused of stock losses. He has been registered with PHX Financial, Inc. in Red Bank, New Jersey, since 2022. He was registered with National Securities Corporation in New York, New York, … Continue reading
Did you lose money investing with Capitol Securities Management, Inc. broker Louis Pepe (CRD# 2296683)? He has been registered with Capitol Securities Management, Inc. in Melville, New York, since 2012. Louis Pepe Customer Complaints He has been the subject of … Continue reading
Revere Securities LLC broker Daniel Reilly (CRD# 4752371) is accused of stock losses. He has been registered with Revere Securities LLC in New York, New York, from 2018 to 2024, and Morgan Stanley in New York, New York, from 2015 … Continue reading