Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, … Continue reading
Can you recover losses due to recommendations by Robert W. Baird & Co. Incorporated broker Christopher Chlupp (CRD# 2950578)? He has been registered with Robert W. Baird & Co. Incorporated in West Bend, Wisconsin, since 1998. Christopher Chlupp Customer Complaints … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Sean Warren (CRD# 5749009). He has been registered with J.P. Morgan Securities LLC in Goodyear, Arizona, since 2012. Sean Warren Customer Complaints He has been the subject of two … Continue reading
Were you the victim of Lifemark Securities Corp. broker David Griffith (CRD# 3072664)? He has been registered with Lifemark Securities Corp. in Utica, New York, since 2015. David Griffith Customer Complaints He has been the subject of five customer complaints … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Michael McIntyre (CRD# 2839149) regarding stock losses. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022, and B. Riley Wealth Advisors, Inc. in Oakbrook … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Daniel Horowitz (CRD# 2681741)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. He was registered with Credit Suisse Securities (USA) … Continue reading
Can you recover losses due to recommendations by ThinkEquity LLC broker Phyllis Henderson (CRD# 1343053)? She has been registered with ThinkEquity LLC in Melville, New York, since 2009. Phyllis Henderson Customer Complaints She has been the subject of one customer … Continue reading
Ameriprise Financial Services, LLC broker Richard Kersting Jr. (CRD# 1835418) is accused of stock losses. He has been registered with Ameriprise Financial Services, LLC in Naples, Florida, since 2021. He was registered with Bruderman Asset Management, LLC in Locust Valley, … Continue reading
Were you the victim of ThinkEquity LLC broker William Baquet (CRD# 1332676)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. In March 1997, the National Association of Securities Dealers, Inc. sanctioned him to pay … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Mark Rubin (CRD# 1936202) regarding unsuitable investment recommendations. He has been registered with Raymond James & Associates, Inc. in San Rafael, California, since 2016. Mark Rubin Customer Complaints He … Continue reading