Were you the victim of Syndicated Capital, Inc. broker David Petray (CRD# 1974569)? He has been registered with Syndicated Capital, Inc. in Costa Mesa, California, since 2001. He was registered with A. G. Edwards & Sons, Inc. in St. Louis, … Continue reading
There are options for customers of former LPL Financial Corporation broker Michael Laine (CRD# 1244072), who suffered investment losses due to stocks. He has been registered with Purshe Kaplan Sterling Investments in El Segundo, California, since 2026, and Altruist Advisors … Continue reading
Did you lose money investing with former Avantax Investment Services, Inc. broker David Monheit (CRD# 4586091)? He has been registered with Cetera Wealth Services, LLC in Surprise, Arizona, since 2025, and Cetera Investment Advisers LLC in Schaumburg, Illinois, since 2025. … Continue reading
Hohimer Wealth Management LLC broker Philip Tom (CRD# 1110768) is accused of stock losses. He has been registered as a financial adviser with Hohimer Wealth Management, LLC in Seattle, Washington, since 2025. He was registered with RBC Capital Markets, LLC … Continue reading
Can I recover losses from investments with Edward Jones broker Aaron Davis (CRD# 4746025)? He has been registered with Edward Jones in Frisco, Texas, since 2004. Aaron Davis Customer Complaints He has been the subject of three customer complaints between … Continue reading
Can you recover losses due to investments with Ameriprise Financial Services, LLC broker Brian Peers (CRD# 2545530)? He has been registered with Ameriprise Financial Services, LLC in Conshohocken, Pennsylvania, since 1994. Brian Peers Customer Complaints He has been the subject … Continue reading
There are options for clients of Stifel, Nicolaus & Company, Incorporated broker Malcolm Bourne III (CRD# 1562435) who suffered losses due to investments in stocks. He has been registered with Stifel, Nicolaus & Company, Incorporated in Vero Beach, Florida, from … Continue reading
Can you recover losses due to investments with Morgan Stanley broker Sean Fenton (CRD# 5301898)? He has been registered with Morgan Stanley in Chapel Hill, North Carolina, since 2009. Sean Fenton Customer Complaints He has been the subject of one … Continue reading
There are options for clients of former Wells Fargo Clearing Services, LLC broker Amad Owidi (CRD# 5335079) who suffered stock losses. He has been registered with Raymond James & Associates, Inc. in Houston, Texas, since 2026. He was registered with … Continue reading
Were you the victim of Blue Capital Inc. Partner and CCO Agustin Molina (CRD# 5764714)? He has been partner and CCO of Blue Capital Inc. in Omaha, Nebraska, since 2019. He was registered with Capital Synergy Partners in Omaha, Nebraska, … Continue reading