Were you the victim of Piper Sandler & Co. broker Alex Johnson (CRD# 6994027)? He has been registered with Piper Sandler & Co. in Minneapolis, Minnesota, since 2021. He was registered with Craig-Hallum Capital Group LLC in Minneapolis, Minnesota, from … Continue reading
Were you the victim of ThinkEquity LLC broker Charles Giordano (CRD# 2124257)? He has been registered with ThinkEquity LLC in New York, New York, since 1997. Charles Giordano Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gustavo Marcondes (CRD# 7696207) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, from 2023 to 2024. Gustavo Marcondes … Continue reading
Can you recover investment losses due to recommendations by Advisory Services Network broker Jeffrey Stock Jr. (CRD# 4821471)? He has been registered with Kovack Securities Inc. in Camden, South Carolina, since 2014, and Advisory Services Network in Columbia, South Carolina, … Continue reading
Can you recover losses due to recommendations by Robert W. Baird & Co. Incorporated broker Christopher Chlupp (CRD# 2950578)? He has been registered with Robert W. Baird & Co. Incorporated in West Bend, Wisconsin, since 1998. Christopher Chlupp Customer Complaints … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Sean Warren (CRD# 5749009). He has been registered with J.P. Morgan Securities LLC in Goodyear, Arizona, since 2012. Sean Warren Customer Complaints He has been the subject of two … Continue reading
Were you the victim of Lifemark Securities Corp. broker David Griffith (CRD# 3072664)? He has been registered with Lifemark Securities Corp. in Utica, New York, since 2015. David Griffith Customer Complaints He has been the subject of five customer complaints … Continue reading
Erez Law is currently investigating former National Securities Corporation broker Michael McIntyre (CRD# 2839149) regarding stock losses. He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2022, and B. Riley Wealth Advisors, Inc. in Oakbrook … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Daniel Horowitz (CRD# 2681741)? He has been registered with Wells Fargo Clearing Services, LLC in New York, New York, since 2016. He was registered with Credit Suisse Securities (USA) … Continue reading
Can you recover losses due to recommendations by ThinkEquity LLC broker Phyllis Henderson (CRD# 1343053)? She has been registered with ThinkEquity LLC in Melville, New York, since 2009. Phyllis Henderson Customer Complaints She has been the subject of one customer … Continue reading