Former Morgan Stanley broker Sam Te Su (CRD# 4232029) is accused of stock losses. He has been registered with Ameriprise Financial Services, LLC in San Francisco, California, since 2025. He was registered with Morgan Stanley in San Francisco, California, from … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Ernie Kloock (CRD# 3114944) regarding stock losses. He has been registered with UBS Financial Services Inc. in Paramus, New Jersey, since 2014. Ernie Kloock Customer Complaints He has been the … Continue reading
There are options for customers of Independent Financial Group, LLC broker Matthew Hurley (CRD# 1682165) who suffered investment losses. He has been registered with Independent Financial Group, LLC in San Diego, California, since 2020. He was registered with Wells Fargo … Continue reading
Can I recover losses from investments with Janney Montgomery Scott LLC broker Catherine Jeff (CRD# 2170564)? She has been registered with Brean Capital, LLC in Atlanta, Georgia, since 2026. She was registered with Janney Montgomery Scott LLC in Atlanta, Georgia, … Continue reading
Can I recover losses from investments with Hornor, Townsend & Kent, LLC broker Carl Demarco Jr. (CRD# 2671924) regarding stock losses? He has been registered with Hornor, Townsend & Kent, LLC in Tinton Falls, New Jersey, since 2002. Carl Demarco … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lawrence Whipple III (CRD# 2701809) regarding stock losses. He was registered with Merrill Lynch, … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Alain Ohayon (CRD# 1180975) regarding stock losses. She has been registered with Aegis Capital Corp. in Melville, New York, since 2013. Alain Ohayon Customer Complaints She has been the subject of … Continue reading
Can I recover losses from investments with former Commonwealth Financial Network broker William Grundig (CRD# 2589507)? He has been registered with Kestra Investment Services, LLC in Freehold, New Jersey, since 2025. He was registered with Commonwealth Financial Network in Freehold, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Lawrence Cagliostro Jr. (CRD# 2605127) is accused of stock losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Toms River, New Jersey, since 2008. Lawrence Cagliostro Jr. … Continue reading
Were you the victim of Cambridge Investment Research, Inc. broker Glen Ward (CRD# 1986586) regarding stock losses? He has been registered with Cambridge Investment Research, Inc. in Marvin, North Carolina, since 2008, and Cambridge Investment Research Advisors, Inc. in Marvin, … Continue reading