Category: Penny Stocks
![Wells Fargo logo](https://www.erezlaw.com/wp-content/uploads/2017/10/Wells-Fargo-logo.png)
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading
![Benjamin F. Edwards & Company Inc.](https://www.erezlaw.com/wp-content/uploads/2021/09/Benjamin-F.-Edwards-Company-Inc..png)
Can you recover losses from investments with Benjamin F. Edwards & Company, Inc. broker Charles Blatz (CRD# 706158)? Blatz has been registered with Benjamin F. Edwards & Company, Inc. in Red Bank, New Jersey since 2012. Blatz has been the … Continue reading
![First Financial Equity Corporation](https://www.erezlaw.com/wp-content/uploads/2021/08/First-Financial-Equity-Corporation.jpeg)
Former First Financial Equity Corporation broker Daniel Levine (CRD# 2874319) was barred by FINRA and the SEC regarding his participation in the offering of a penny stock. Levine was registered with First Financial Equity Corporation in Greenwood Village, Colorado from … Continue reading
![Torch Securities](https://www.erezlaw.com/wp-content/uploads/2021/06/Torch-Securities.png)
Erez Law is currently investigating former Torch Securities, LLC broker Jeremy Johnson (CRD# 7074043) regarding his participation in the offering of a penny stock. Johnson was registered with Torch Securities, LLC in Murrieta, California from May 2019 to April 2020. … Continue reading
![Trustmont Financial Group](https://www.erezlaw.com/wp-content/uploads/2020/11/Trustmont-Financial-Group-Inc..png)
Erez Law is currently investigating former Trustmont Financial Group, Inc. broker Peter Kohli (CRD# 1064334) regarding penny stock investment losses. Kohli was registered with Trustmont Financial Group, Inc. from 2010 to 2015, when he was terminated regarding, “Violation of written … Continue reading
![lek securities](https://www.erezlaw.com/wp-content/uploads/2020/04/LekSecurities-Logo.png)
Erez Law is currently investigating Samuel Lek (CRD# 1642936) the CEO and CCO of Lek Securities Corp. regarding the offering of a penny stock. Lek was registered with Lek Securities Corp. in New York, New York from 1993 to 2019, … Continue reading