Category: Exchange Traded Notes
![Insigneo Securities](https://www.erezlaw.com/wp-content/uploads/2020/11/Insigneo-Securities.png)
Insigneo Securities, LLC broker Filipe Henao Vargas (CRD# 5140431) faces a customer complaint for Barclays Bank iPath Series B S&P 500 VIX Short Term Futures Exchange-Traded Notes losses. He has been registered with Insigneo Securities, LLC in Miami, Florida, since … Continue reading
![In November 2020, the Securities and Exchange Commission](https://www.erezlaw.com/wp-content/uploads/2020/12/sec-logo.png)
In November 2020, the Securities and Exchange Commission (SEC) settled with American Portfolios Financial Services/American Portfolios Advisors Inc., Benjamin F. Edwards & Company Inc., Royal Alliance Associates Inc., Securities America Advisors Inc., and Summit Financial Group Inc., resulting in $3 … Continue reading
![Parkland-Securities-LLC-Logo](https://www.erezlaw.com/wp-content/uploads/2020/07/Parkland-Securities-LLC-Logo.jpg)
There are options for clients of former Parkland Securities, LLC broker William Frier (CRD# 1029781) who suffered investment losses. Frier was registered with Parkland Securities, LLC in Colorado Springs, Colorado from 2012 to 2017. Previously, Frier was registered with LPL … Continue reading
![crash](https://www.erezlaw.com/wp-content/uploads/2020/04/crash.jpg)
Erez Law is currently investigating brokers across the country who recommended their clients invest in leveraged exchange-traded funds (ETFs), following significant declines when the market crashed due to the COVID-19 pandemic (the coronavirus of the winter and spring of 2020). … Continue reading
![Morgan-Stanley logo](https://www.erezlaw.com/wp-content/uploads/2022/01/Morgan-Stanley.png)
In May 2019, a former client of Morgan Stanley won an award in a FINRA arbitration for compensatory damages for $519,089 plus 8.75% interest per annum for losses sustained from unsuitable ETF recommendations. The investors were clients of broker Timothy … Continue reading
![Credit Suisse logo](https://www.erezlaw.com/wp-content/uploads/2019/03/CSSOLID.jpg)
Did you suffer significant losses investing in the Credit Suisse AG VelocityShares Daily Inverse VIX Short-Term Exchange Traded Notes (ETNs), symbol XIV? An ETN is a senior, unsecured, unsubordinated debt security issued by an underwriting bank. It has a maturity … Continue reading
![Oppenheimer & Co. Inc. logo](https://www.erezlaw.com/wp-content/uploads/2018/06/Oppenheimer-Co.-Inc.-2.jpg)
Erez Law is currently investigating former Oppenheimer & Co. Inc. broker David Krumrey (CRD# 4121845) regarding exchange-traded notes (ETNs), oil and gas securities, and VXX investment losses. Krumrey was registered with Oppenheimer & Co. Inc. in The Woodlands, Texas from … Continue reading
![credit suisse logo](https://www.erezlaw.com/wp-content/uploads/2017/06/credit-suisse-logo.png)
Erez Law is currently investigating financial advisors across the country who recommended investments in Credit Suisse Securities USA X-Links and Velocity Shares Exchanged Traded Notes (ETNs). In December 2016, the VelocityShares 3x Long Crude ETN linked to the S&P GSCI … Continue reading