Professional athletes are targeted for investment fraud at disproportionate rates because of factors that are unique to their financial profile: sudden large contracts, compressed earning windows, limited early-career financial experience, and deep trust in personal networks that bad actors often … Continue reading
Did you lose money investing with Morgan Stanley broker Norma Sepulveda (CRD# 1247666)? She has been registered with Morgan Stanley in Winter Park, Florida, since 2009. Norma Sepulveda Customer Complaints She has been the subject of one customer complaint, according … Continue reading
Erez Law is currently investigating Cornerstone Securities broker Christopher Burch (CRD# 6001878) regarding stock losses. He has been employed as an IAR with Cornerstone Securities in Overland, Park, Kansas, since 2018, and has been listed as owner of Welcome Home … Continue reading
There are options for clients of UBS Financial Services Inc. broker Noah Simon (CRD# 5752860) who is accused of unsuitability. He has been registered with UBS Financial Services Inc. in New York, New York, from 2016 to 2023, and Sanford … Continue reading
Erez Law is currently investigating former Newbridge Securities Corporation broker Alex Maltez (CRD# 6506116) regarding customer complaints alleging GWG Holdings Inc. losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Winter Springs, Florida, since 2022. … Continue reading
Were you the victim of RBC Capital Markets, LLC broker Nicole Bailey (CRD# 7016719)? She has been registered with RBC Capital Markets, LLC in Denver, Colorado, since 2018. Nicole Bailey Customer Complaints She has been the subject of one customer … Continue reading
Did you suffer energy sector losses due to recommendations by Osaic Fa, Inc. broker Kevin Kuehn (CRD# 4875040)? He has been registered with Osaic Fa, Inc. in San Ramon, California, since 2007. Kevin Kuehn Customer Complaints He has been the … Continue reading
Erez Law is currently investigating Wells Fargo Advisors broker James McDermott (CRD# 2483480), who is accused of investment losses? He has been registered with Osaic Wealth, Inc. in Oakbrook Terrace, Illinois, since 2023. Previously, he was registered with Raymond James … Continue reading
Were you the victim of Independent Financial Group, LLC broker Elaine Hartman (CRD# 2070272)? She has been registered with Independent Financial Group, LLC in Santa Maria, California, since 2015. Elaine Hartman Customer Complaints She has been the subject of one … Continue reading
Former Centaurus Financial, Inc. broker John Starke Sr. (CRD# 3154774) faces numerous customer complaints related to unsuitable and illiquid investments. He was registered with: Centaurus Financial, Inc. in Mechanicsville, Virginia, from 2015 to 2024 Financial West Group (expelled in 2020) … Continue reading