Category: Structured Product
There are options for clients of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Justin Gillham (CRD# 4575519) who suffered investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Scottsdale, Arizona, since 2008. Justin … Continue reading
There are options for clients of Citigroup Global Markets Inc. broker Rabih Msallem (CRD# 3199470) who is alleged to make recommendations that led to structured notes investment losses. He has been registered with Citigroup Global Markets Inc. in Glendale, California … Continue reading
Erez Law is currently investigating brokers across the United States who recommended their clients invest in JPMorgan Chase Auto Callable Contingent Interest Notes Linked to the S&P GSCI® Crude Oil Index Excess Return. It is alleged that brokers unsuitably recommended … Continue reading
Erez Law is currently investigating Raymond James & Associates, Inc. broker Raymond Sardina (CRD# 3068885) regarding investment losses related to structured products. He has been registered with Raymond James & Associates, Inc. in Coral Gables, Florida since 2007. According to … Continue reading
Were you the victim of Citigroup Global Markets Inc. broker Hector Evangelista (CRD# 4042150) who is alleged to make recommendations leading to structured notes losses? He has been registered with Citigroup Global Markets Inc. in Pembroke Pines, Florida since 2011. … Continue reading
Erez Law is currently investigating Aegis Capital Corp. related to the sale of variable interest rate structured products (VRSPs) by registered representatives to the firm’s retail investors. Aegis Capital Enters Into Content Agreement with SEC In July 2022, Aegis Capital … Continue reading
Erez Law is currently investigating former J.P. Morgan Securities LLC broker Antoine Souma (CRD# 4210987) regarding alleged structured note losses. The 23-year industry veteran was registered with Insigneo Securities, LLC in Los Angeles, California, between 2020 and 2022. Previously, he … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Equitable Advisors, LLC broker Jeffrey Somerstein (CRD# 4690840) who suffered investment losses related to unsuitable recommendations. He has been registered with Equitable Advisors, … Continue reading
Former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Robert Brinckerhoff (CRD# 823695) faces customer complaints regarding variable annuity investment losses and structured product losses. He was registered with Morgan Stanley in Burlington, Vermont from 2015 to 2020. Previously, he … Continue reading
Former LPL Financial LLC broker Kevin McCoy (CRD# 4557189) faces customer complaints regarding unsuitable investment recommendations. Kevin McCoy has been registered with Cetera Investment Services LLC in The Woodlands, Texas since 2019. Previously, Kevin McCoy was registered with LPL Financial … Continue reading