Did you lose money investing with former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Debra Mesle (CRD# 849766)? She has been registered with Huntleigh Securities Corporation and Huntleigh Advisors, Inc. in Chesterfield, Missouri, since 2025. She was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chesterfield, Missouri, from 2006 to 2026, when she was terminated regarding, “Conduct including exercising time and price discretion in client accounts.”
Debra Mesle Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
October 2025. “Customer alleges failure to follow instructions relating to investment of funds in account in September 2025.” The case is currently pending. The complaint was regarding structured product losses, and it took place while she was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Merrill Lynch, Pierce, Fenner & Smith Incorporated may be liable for investment or other losses suffered by Debra Mesle’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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