Category: Municipal Debt

Were you the victim of Newedge Securities, LLC broker David Loesch (CRD# 2380024)? He has been registered with Newedge Securities, LLC in Katy, Texas, since 2017. He was registered with WFG Investments, Inc. in Katy, Texas, from 2001 to 2017. … Continue reading →

Erez Law is currently investigating LPL Financial LLC broker William Sullivan (CRD# 2288195) related to municipal bond losses. He has been registered with LPL Financial LLC in Harbinger, North Carolina, since 2018.  William Sullivan Customer Complaints He has been the … Continue reading →

There are options for clients of UBS Financial Services Inc. broker Jonathan Barter (CRD# 2975538) who suffered investment losses. He has been registered with UBS Financial Services Inc. in New York, New York, since 2014.  Jonathan Barter Customer Complaints He … Continue reading →

Were you the victim of investment losses due to unsuitable municipal bond portfolio recommendations by your UBS Financial Services Inc. investment broker?  According to public records, a former client of UBS Financial Services Inc. filed a $10 million customer complaint … Continue reading →

There are options for customers of Stifel, Nicolaus & Company, Incorporated broker William Humber (CRD# 5764524) who suffered municipal debt losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in Tuscaloosa, Alabama since 2015. William Humber Customer Complaints … Continue reading →