Category: Investment Loss Articles
![Sagepoint Financial, Inc.](https://www.erezlaw.com/wp-content/uploads/2022/05/Unknown-2.png)
Can you recover investment losses due to recommendations by former Sagepoint Financial, Inc. broker Ran Regev (CRD# 5469190)? He has been registered with Osaic Wealth, Inc. in Fort Lauderdale, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. … Continue reading
![Securities America Inc.](https://www.erezlaw.com/wp-content/uploads/2023/10/unnamed.jpg)
There are options for clients of former Securities America, Inc. broker Michael Raineri (CRD# 4817558) who suffered investment losses. He was registered with Securities America, Inc. in Seattle, Washington, from 2020 to 2023, when he was terminated regarding, “The Financial … Continue reading
![Morgan Stanley logo](https://www.erezlaw.com/wp-content/uploads/2017/05/Morgan-Stanley-logo.jpg)
Erez Law is currently investigating former Morgan Stanley broker Robert Rumley III (CRD# 4474706), who suffered investment losses. He has been registered with William Blair and William Blair & Company L.L.C. in Atlanta, Georgia, since 2021. Previously, he was registered … Continue reading
![The costs of investment fraud effect everyone.](https://www.erezlaw.com/wp-content/uploads/2023/04/erez_investment-fraud-costs-min-scaled-e1714655410276.jpeg)
Variable annuity investments combine insurance and investment features, offering investors a range of options. They typically include a mix of securities such as stocks and bonds. However, the complexities of these investments and the high commissions paid to brokers that … Continue reading
![Merrill Lynch](https://www.erezlaw.com/wp-content/uploads/2022/03/Unknown.jpeg)
Were you the victim of investment losses due to recommendations by Merrill Lynch, Pierce, Fenner & Smith Incorporated broker James Viktora (CRD# 5284023)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Orland Park, Illinois, from … Continue reading
![Investment Losses](https://www.erezlaw.com/wp-content/uploads/2023/10/unnamed.png)
Volatility in markets exposes the weaknesses or unsuitability of investment strategies and securities recommendations by advisors, such as over-concentration in certain securities or too much leverage. If investment strategies are sound, investors can generally withstand fluctuations in the market that … Continue reading
![Colorado Bankers Life Insurance](https://www.erezlaw.com/wp-content/uploads/2023/04/Unknown.png)
Erez Law recently filed a FINRA arbitration against Ameritas Investment Company, LLC related to Colorado Bankers Life (CBL) annuities by brokers Patrick Kenney (CRD #1449448) and Thomas Geissler (CRD #2962412). The Erez Law client alleges the following in the newly … Continue reading
![Oppenheimer & Co. Inc.](https://www.erezlaw.com/wp-content/uploads/2021/05/Oppenheimer-Co.-Inc..jpeg)
Oppenheimer & Co. Inc. broker Matthew Steinberg (CRD# 2430032) is accused of Oppenheimer Portfolio Enhancement Program (PEP) investment losses. He has been registered with Oppenheimer & Co. Inc. in Jenkintown, Pennsylvania, since 1994. According to public records, a former client … Continue reading
![First Allied Securities](https://www.erezlaw.com/wp-content/uploads/2022/03/Unknown-2.jpeg)
Barred former First Allied Securities, Inc. broker Rene Bolivar (CRD# 3275996) accused of investment losses. He was registered with First Allied Securities, Inc. in Salinas, California, from 2007 to 2021. Previously, he was registered with Linsco/Private Ledger Corp. in Monterey, … Continue reading
Were you the victim of UBS Financial Services broker Gregory Foster (CRD# 1532735)? He has been registered with UBS Financial Services in Wayzata, Minnesota, since 2010. Gregory Foster Customer Complaints He has been the subject of four customer complaints between … Continue reading