Can you recover losses due to recommendations by LPL Financial LLC broker Matthew Greene (CRD# 3175382)? He has been registered with LPL Financial LLC in Covington, Louisiana, since 2012, and Pelican Advisory LLC in Covington, Louisiana, since 2024. He was … Continue reading
Were you the victim of former LPL Financial LLC broker Gabriel Martin (CRD# 7815903)? He was registered with LPL Financial LLC in Covington, Louisiana, from 2023 to 2024. Gabriel Martin Customer Complaints He has been the subject of one customer … Continue reading
There are options for clients who lost money investing in former Equity Services, Inc. broker Andrew Gentiluomo (CRD# 4975462). He was registered with Vanderbilt Securities, LLC in Roanoke, Virginia, from 2025 to 2026, and Equity Services, Inc. in Roanoke, Virginia, … Continue reading
Were you the victim of LPL Financial LLC broker Christ Mavrakos (CRD# 1793086)? He has been registered with LPL Financial LLC in Safety Harbor, Florida, since 2012, and MFP Financial Services, LLC in Safety Harbor, Florida, since 2024. He was … Continue reading
Were you the victim of NYLife Securities LLC broker Bernadette Baumgarten (CRD# 6252004)? She has been registered with NYLife Securities LLC in Melville, New York, since 2013, and Eagle Strategies LLC in Melville, New York, since 2025. Bernadette Baumgarten Customer … Continue reading
My Investments Were Stolen by My Broker. Can I Get My Money Back? Yes, it may be possible to recover stolen investment funds from a brokerage firm when a broker steals or embezzles client money. Depending on the case, investors … Continue reading
A portfolio that holds ten different stocks may still be dangerously overconcentrated if those stocks all move in the same direction for the same reasons. Overconcentration investment fraud is not limited to a single stock. It also includes portfolios filled … Continue reading
Can you recover investment losses due to recommendations by Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Pluta (CRD# 1232948)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1990. … Continue reading
There are options for clients of former Cuso Financial Services, L.P. broker Eric Strom (CRD# 4877231) who suffered investment losses. He was registered with Cuso Financial Services, L.P., in Vancouver, Washington, from 2015 to 2022, when he was terminated regarding, … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker Kexin Xu (CRD# 6966805), who faces a $90 million customer complaint. He has been registered with J.P. Morgan Securities LLC in New York, New York, since 2021. He was registered … Continue reading