Were you the victim of NYLife Securities LLC broker Bernadette Baumgarten (CRD# 6252004)? She has been registered with NYLife Securities LLC in Melville, New York, since 2013, and Eagle Strategies LLC in Melville, New York, since 2025.
Bernadette Baumgarten Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
November 2025. “Claimant alleges the failure to protect her from vulnerable investor financial exploitation was a breach of the duty to act in her best interest. Claimant demands damages in the amount of not less than $388,351, plus interest, costs, attorney’s fees, and punitive damages.” The customer is seeking $388,351 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, NYLife Securities LLC may be liable for investment or other losses suffered by Bernadette Baumgarten’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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