Erez Law is currently investigating former Edward Jones broker Goutam Datta (CRD# 6060441) related to investment losses. He has been registered with Wells Fargo Advisors Financial Network, LLC in Coppell, Texas, since 2025, and Wells Fargo Advisors in Coppell, Texas, … Continue reading
Erez Law is currently investigating Derks Financial, LLC broker Ryan Derks (CRD# 5751523) regarding unauthorized trades. He has been listed as an investment adviser representative with Derks Financial, LLC in Lees Summit, Missouri, since 2021. He was registered with Berthel, … Continue reading
Former J.P. Morgan Securities LLC broker Taulant Cela (CRD# 4319114) is accused of unauthorized trading. He has been registered with Wells Fargo Clearing Services, LLC in Summit, New Jersey, since 2022, and Wells Fargo Advisors in Summit, New Jersey, since … Continue reading
Were you the victim of A.G.P. / Alliance Global Partners broker Matt Ward (CRD# 2075525)? He has been registered with A.G.P. / Alliance Global Partners in Santa Monica, California, since 2012. In February 2024, FINRA sanctioned him to pay a … Continue reading
Edward Jones broker Samantha Hendricks (CRD# 5233941) is accused of unauthorized trades. She has been registered with Edward Jones in Allen, Texas, since 2017. She was registered with Park Avenue Securities LLC in Addison, Texas, from 2016 to 2017, and … Continue reading
Erez Law is currently investigating Ameriprise Financial Services, LLC broker Abebi Stafford (CRD# 6550592) regarding unauthorized trades resulting in investment losses. He has been registered with Ameriprise Financial Services, LLC in New Brighton, Minnesota, since 2016. Abebi Stafford Customer Complaints … Continue reading
Former Spartan Capital Securities, LLC broker Richard Perlongo (CRD# 4913481) is accused of unauthorized trades. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2017 to 2026, Worden Capital Management LLC in New York, New … Continue reading
Erez Law is currently investigating barred former Cambridge Investment Research, Inc. broker William Michero (CRD# 4617645), who is alleged to have engaged in unauthorized transactions. He was registered with Cambridge Investment Research, Inc. in Fort Worth, Texas, from 2009 to … Continue reading
Did you lose money investing with Morgan Stanley broker Sean McKeever (CRD# 2814095)? He has been registered with Morgan Stanley in Philadelphia, Pennsylvania, since 2009. Sean McKeever Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Did you lose money investing with former First Standard Financial Company LLC broker Philip Noto (CRD# 4837180)? He was registered with First Standard Financial Company LLC in Red Bank, New Jersey, from 2014 to 2018. According to BrokerCheck, he has … Continue reading