Former Spartan Capital Securities, LLC broker Richard Perlongo (CRD# 4913481) is accused of unauthorized trades. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2017 to 2026, Worden Capital Management LLC in New York, New … Continue reading
Erez Law is currently investigating barred former Cambridge Investment Research, Inc. broker William Michero (CRD# 4617645), who is alleged to have engaged in unauthorized transactions. He was registered with Cambridge Investment Research, Inc. in Fort Worth, Texas, from 2009 to … Continue reading
Did you lose money investing with Morgan Stanley broker Sean McKeever (CRD# 2814095)? He has been registered with Morgan Stanley in Philadelphia, Pennsylvania, since 2009. Sean McKeever Customer Complaints He has been the subject of one customer complaint, according to … Continue reading
Did you lose money investing with former First Standard Financial Company LLC broker Philip Noto (CRD# 4837180)? He was registered with First Standard Financial Company LLC in Red Bank, New Jersey, from 2014 to 2018. According to BrokerCheck, he has … Continue reading
Were you the victim of Charles Schwab & Co., Inc. broker Kenneth Boyer (CRD# 6253518)? He has been registered with Charles Schwab & Co., Inc. in Clayton, Missouri, from 2022 to 2026, TD Ameritrade, Inc. in Clayton, Missouri, from 2021 … Continue reading
Craft Capital Management LLC broker William LoDico (CRD# 6096241) is accused of unauthorized trades. He has been registered with Craft Capital Management LLC in Garden City, New York, since 2024. He was registered with Alexander Capital, L.P. in Red Bank, … Continue reading
Were you the victim of Morgan Stanley broker Michael Comber (CRD# 4543034)? He has been registered with Morgan Stanley in Philadelphia, Pennsylvania, since 2009. Michael Comber Customer Complaints He has been the subject of ond customer complaint, according to his … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Steven Delsesto (CRD# 1228938) regarding unauthorized trades. He has been registered with UBS Financial Services Inc. in Providence, Rhode Island, from 1995 to 2024. Steven Delsesto Customer Complaints He has … Continue reading
Can you recover losses due to investments with former Oppenheimer & Co. Inc. broker John Pescatore (CRD# 2183696)? He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since 2025. He was registered with Oppenheimer & Co. … Continue reading
Erez Law is currently investigating J.P. Morgan Securities LLC broker Christina Lee (CRD# 7318401) regarding unsolicited trades. She has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2022. She was registered with Morgan Stanley in San … Continue reading