Category: Promissory Notes
Former Raymond James Financial Services, Inc. broker William Winchester III (CRD# 4404327) was barred by FINRA. He was registered with Cadaret, Grant & Co., Inc. in Chattanooga, Tennessee, from 2020 to 2012 and prior to then with Raymond James Financial … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former SCF Investment Advisors, Inc. broker Kimberly Carson (CRD# 5576304) who is accused of investment fraud. She has been registered with Principal Securities, … Continue reading
Former Wilmington Capital Securities, LLC broker Seymour Cohen (CRD# 2007478) accused of promissory note investment losses? He has been registered with Wilmington Capital Securities, LLC in Garden City, New York from 2008 to 2021. Seymour Cohen Customer Complaints He has … Continue reading
Were you the victim of former World Choice Securities, Inc. broker Thomas Stratton (CRD# 1646899)? Stratton has been registered with World Choice Securities, Inc. in Melbourne, Florida from 2004 to 2021. In August 2021, FINRA barred Stratton after he “consented … Continue reading
Erez Law is currently investigating former Chelsea Financial Services broker George Warner (CRD# 2300570) regarding promissory note losses. Warner was registered with Chelsea Financial Services in Staten Island, New York from 2017 to 2019. Previously, Warner was terminated from NFP … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129) who faces multiple customer complaints regarding promissory notes investment losses. In November 2022, FINRA ordered Dana Vietor to pay $5.7 million to investors who were allegedly defrauded in a … Continue reading
Can I recover losses from investments with former Cantella & Co., Inc. broker Clinton Byrd (CRD# 4673625)? Byrd was registered with Cantella & Co., Inc. in Tallahassee, Florida from 2007 to 2021, when he was terminated regarding, “Loss of Confidence … Continue reading
Were you the victim of former Vision Brokerage Services, LLC broker Dwight Dykstra (CRD# 1028210)? Dykstra was registered with Vision Brokerage Services, LLC in Maitland, Florida from 2013 to 2019. In October 2020, FINRA was sanctioned to pay $10,000 in … Continue reading
Did you lose money investing with former Fortune Financial Services, Inc. broker Jonathan Freeze (CRD# 2642023)? Freeze was registered with Fortune Financial Services, Inc. in Canonsburg, Pennsylvania from 2015 to 2017. Previously, Freeze was registered with Summit Brokerage Services, Inc. … Continue reading
Erez Law is currently investigating former Private Client Service broker Michael Iannarino (CRD# 1258453) regarding promissory note losses. Iannarino was registered with Stifel, Nicolaus & Company, Incorporated in Columbus, Ohio from August to October 2018, when he was terminated regarding, … Continue reading