Osaic Wealth, Inc. broker Marat Likhtenstein (CRD# 2470480) is accused of promissory note losses. He has been registered with Osaic Wealth, Inc. in Brooklyn, New York, from 2018 to 2024, when he was terminated regarding, “Failure to disclose personal loan … Continue reading
Erez Law is currently investigating barred broker Dana Vietor (CRD# 873129), who faces multiple customer complaints regarding promissory note investment losses. In November 2022, FINRA ordered him to pay $5.7 million to investors who were allegedly defrauded in a medical … Continue reading
There are options for clients of Kenmar Securities, LLC broker James Tammaro (CRD# 1174412) who suffered investment losses. He has been registered with Kenmar Securities, LLC in New York, New York, since 2024. He was registered with TGP Securities, Inc. … Continue reading
Erez Law is currently investigating Catalyst Wealth Management broker Sanford Schmidt (CRD# 1163559). He was registered with The Leaders Group, Inc. in Summit, New Jersey, since 2023, and Catalyst Wealth Management in Deerfield, Illinois, since 2016. Previously, he was registered … Continue reading
Erez Law is currently investigating former American Portfolios Financial Services, Inc. broker Steven McNeilly (CRD# 5614719) regarding promissory note losses. He was registered with American Portfolios Financial Services, Inc. in Cedar Grove, New Jersey, from 2012 to 2024. Steven McNeilly … Continue reading
There are options for clients of former Arkadios Capital broker Michael Lickiss (CRD# 5135936) who suffered investment losses. He was registered with Purshe Kaplan Sterling Investments in Danville, California, from 2024 to 2025, when he was terminated regarding, “Michael was … Continue reading
Former A.G. Morgan Financial Advisors, LLC Chief Compliance Officer (CCO) James McArthur (CRD# 2797856) is accused of promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated … Continue reading
Erez Law is currently investigating IBN Financial Services, Inc. broker Joseph Storzinger (CRD# 2554671) regarding promissory note losses. He has been registered with IBN Financial Services, Inc. in Liverpool, New York, since 2023. He was registered with Traderfield Securities Inc. … Continue reading
Former IBN Financial Services, Inc. broker Vincent Camarda (CRD# 2463703) faces numerous allegations related to promissory note losses. He was registered with IBN Financial Services, Inc. in Massapequa, New York, from 2021 to 2022, when he was terminated regarding, “unlawfully … Continue reading
Can you recover losses due to recommendations by LPL Financial LLC broker John Matson (CRD# 1796541)? He has been registered with LPL Financial LLC in Manhattan Beach, California, from 2017 to 2022, Ameriprise Financial Services, Inc. in Los Angeles, California, … Continue reading