There are options for clients of TPEG Securities, LLC broker Trent Tomlin (CRD# 2630748), who is accused of investment losses. He has been registered as a strategic partner with TPEG Securities, LLC in Southlake, Texas, since 2014, and president of … Continue reading
Were you the victim of Centaurus Financial, Inc. broker Russell Trumm (CRD# 4496967)? He has been registered with Centaurus Financial, Inc. in Roseville, California, since 2011. Russell Trumm Customer Complaints He has been the subject of one customer complaint, according … Continue reading
Were you the victim of direct investment losses with Westpark Capital, Inc. broker Christopher Dukes (CRD# 4712873)? He has been registered with Westpark Capital, Inc. in Westlake Village, California, since 2017. He was registered with Delta Investment Management, LLC in … Continue reading
Can you recover losses due to investments with Westpark Capital, Inc. broker Patrick Morehead (CRD# 6661646)? He was registered with American Trust Investment Services, Inc. in Los Angeles, California, from January to September 2020, Westpark Capital, Inc. in Los Angeles, … Continue reading
Erez Law is currently investigating former Patrick Capital Markets, LLC broker Devlin Dwyer Esq. (CRD# 6634140) regarding real estate security losses. He was registered with Patrick Capital Markets, LLC in Atlanta, Georgia, from 2016 to 2026, and Watchdog Capital, LLC … Continue reading
Can you recover losses due to recommendations by Carleton McKenna Advisors, LLC broker Nora Mahoney (CRD# 6547793)? She has been registered with Carleton McKenna Advisors, LLC in Cleveland, Ohio, since 2016. Nora Mahoney Customer Complaints She has been the subject … Continue reading
Were you the victim of LPL Financial LLC broker Buddy Mason (CRD# 1721391)? He was registered with LPL Financial LLC in Lakeland, Florida, from 2019 to 2026, Allen & Company Of Florida, LLC in Lakeland, Florida, from November to December … Continue reading
Erez Law is currently investigating J. Alden Associates, Inc. broker Stephen Patterson Jr. (CRD# 7206447) regarding direct investment losses. He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Alden Investment Group in Southlake, Texas, … Continue reading
Did you lose money investing with Advisory Group Equity Services Ltd. broker Ronald Birnbaum (CRD# 2382580)? He was registered with Advisory Group Equity Services Ltd. in Newton, Massachusetts, from 2001 to 2021. Ronald Birnbaum Customer Complaints He has been the … Continue reading
Rockefeller Financial LLC broker Samuel Frankfort (CRD# 2773755) is accused of direct investment losses. He was registered with Rockefeller Financial LLC in Houston, Texas, from 2020 to 2024, Raymond James & Associates, Inc. in Houston, Texas, from 2016 to 2020, … Continue reading