Were you the victim of LPL Financial LLC broker Buddy Mason (CRD# 1721391)? He was registered with LPL Financial LLC in Lakeland, Florida, from 2019 to 2026, Allen & Company Of Florida, LLC in Lakeland, Florida, from November to December … Continue reading
Erez Law is currently investigating J. Alden Associates, Inc. broker Stephen Patterson Jr. (CRD# 7206447) regarding direct investment losses. He has been registered with J. Alden Associates, Inc. in Wayne, Pennsylvania, since 2022, and Alden Investment Group in Southlake, Texas, … Continue reading
Did you lose money investing with Advisory Group Equity Services Ltd. broker Ronald Birnbaum (CRD# 2382580)? He was registered with Advisory Group Equity Services Ltd. in Newton, Massachusetts, from 2001 to 2021. Ronald Birnbaum Customer Complaints He has been the … Continue reading
Rockefeller Financial LLC broker Samuel Frankfort (CRD# 2773755) is accused of direct investment losses. He was registered with Rockefeller Financial LLC in Houston, Texas, from 2020 to 2024, Raymond James & Associates, Inc. in Houston, Texas, from 2016 to 2020, … Continue reading
Can you recover losses due to recommendations by Lightpath Capital, Inc. broker Louie Ucciferri (CRD# 1156956)? He has been registered with Lightpath Capital, Inc. in Southlake, Texas, since 2023, Edgeline Capital, LLC in Los Angeles, California, since 2010, and Camden … Continue reading
Can you recover losses due to investments with Raymond James Financial Services, Inc. broker Travis Alexander (CRD# 5504338)? He was registered with Raymond James Financial Services, Inc. in Long Beach, California, from 2016 to 2024. Travis Alexander Customer Complaints He … Continue reading
Erez Law is currently investigating Concorde Investment Services, Inc. broker Jeffrey Bangerter (CRD# 1687028) regarding direct investment losses. He has been registered with Concorde Investment Services, LLC in Roseville, California, since 2019, Concorde Asset Management, LLC in Roseville, California, since … Continue reading
Can you recover losses due to recommendations by Sigma Financial Corporation broker Patrick Kelly (CRD# 1258726)? He was registered with Sigma Financial Corporation in Highlands Ranch, Colorado, from 2008 to 2020. In August 1997, he was sanctioned to pay a … Continue reading
Erez Law is investigating Capital Investment Group, Inc. broker Joseph Eades Jr. (CRD# 2357818) regarding direct investment losses. He has been registered with Capital Investment Group, Inc. in Easley, South Carolina, since 2004. Joseph Eades Jr. Customer Complaints He has … Continue reading
Can you recover losses due to recommendations by Concorde Investment Services, LLC broker Alan Harrison (CRD# 1616987)? He has been registered with Concorde Investment Services, LLC in Trussville, Alabama, since 2015. Alan Harrison Customer Complaints He has been the subject … Continue reading