Did you lose money investing with Ameriprise Financial Services, LLC broker Noah Scruggs (CRD# 6796760)? He has been registered with Ameriprise Financial Services, LLC in Williamsburg, Virginia, since 2024. He was registered with Raymond James Financial Services Advisors, Inc. in … Continue reading
There are options for clients of former Kestra Investment Services, LLC broker James Daughtry (CRD# 3272282) who suffered investment losses. He was registered with Kestra Investment Services, LLC in Dothan, Alabama, from 2015 to 2020, when he was terminated regarding, … Continue reading
Variable annuity investments combine insurance and investment features, offering investors a range of options. They typically include a mix of securities such as stocks and bonds. However, the complexities of these investments and the high commissions paid to brokers that … Continue reading
The most dangerous investment fraud rarely looks like fraud. It looks like a well-dressed advisor in a downtown office with a firm handshake, a confident pitch, and credentials that seem to check out. The brochure is polished. The returns sound … Continue reading
The high cost of investment fraud in 2022 was staggering at nearly $4 billion in the United States alone. If you fell victim to investment fraud in 2022, you need an investment loss lawyer to evaluate your case to determine … Continue reading
Reporting securities fraud is one of the most important steps an investor can take after discovering misconduct. A report creates an official record, may trigger a regulatory investigation, and helps protect other investors from the same conduct. Yet many investors … Continue reading
Were you the victim of Morgan Stanley broker David Lewis (CRD# 1175193) who is accused of investment fraud? He has been registered with Morgan Stanley in Ponte Vedra Beach, Florida since 2015. David Lewis Customer Complaints He has been the … Continue reading
Former Hornor, Townsend & Kent, Inc. broker Janie Garza-Clark (CRD# 1010752) was barred by FINRA related to accepting gifts from a client without disclosing it to her member firm, a form of investment fraud. She was registered with TCFG Wealth … Continue reading
Edward Jones broker Dawn Hines (CRD# 5891974) is accused of investment fraud related to annuities. She has been registered with Edward Jones in Muncie, Indiana since 2001. Dawn Hines Customer Complaints She has been the subject of one customer complaint, … Continue reading
There are options for customers of former Campfire Capital broker Sean McDevitt (CRD# 2786216) who were victims of investment fraud. He has been registered with Campfire Capital in Chappaqua, New York from 2019 to 2021. Previously, he was registered with … Continue reading