Category: Fraud
Were you the victim of Morgan Stanley broker David Lewis (CRD# 1175193) who is accused of investment fraud? He has been registered with Morgan Stanley in Ponte Vedra Beach, Florida since 2015. David Lewis Customer Complaints He has been the … Continue reading
Former Hornor, Townsend & Kent, Inc. broker Janie Garza-Clark (CRD# 1010752) was barred by FINRA related to accepting gifts from a client without disclosing it to her member firm, a form of investment fraud. She was registered with TCFG Wealth … Continue reading
Edward Jones broker Dawn Hines (CRD# 5891974) is accused of investment fraud related to annuities. She has been registered with Edward Jones in Muncie, Indiana since 2001. Dawn Hines Customer Complaints She has been the subject of one customer complaint, … Continue reading
There are options for customers of former Campfire Capital broker Sean McDevitt (CRD# 2786216) who were victims of investment fraud. He has been registered with Campfire Capital in Chappaqua, New York from 2019 to 2021. Previously, he was registered with … Continue reading
Were you the victim of Fidelity Brokerage Services LLC broker James Evans (CRD# 5059891)? He has been registered with Fidelity Brokerage Services LLC in Jacksonville, Florida since 2007 and Fidelity Brokerage Services LLC in Boston, Massachusetts since 2018. James Evans … Continue reading
Erez Law is currently investigating Robert W. Baird & Co. Incorporated broker Michael Coombe (CRD# 2120683) regarding investment fraud. He has been registered with Robert W. Baird & Co. Incorporated in Cincinnati, Ohio since 2012. Michael Coombe Customer Complaints He … Continue reading
In June 2022, the United States Department of Justice arrested Neil Chandran and charged him with an alleged investment fraud scheme that defrauded investors of more than $45 million. He was charged with three counts of wire fraud as well … Continue reading
Were you the victim of EFG Capital International broker Eduardo Da Cruz (CRD# 5578693) regarding options losses due to investment fraud? He has been registered with EFG Capital International in Miami, Florida since 2017. Eduardo Da Cruz Customer Complaints He … Continue reading
Erez Law is currently investigating former Infinex Investments, Inc. broker Jorge Alfonso (CRD# 4728979) regarding fixed annuity investment losses. He was registered with Snowden Account Services LLC in Coral Gables, Florida from 2019 to 2022. Previously, he was registered with … Continue reading
Were you the victim of Independent Financial Group, LLC broker Franklin Lara (CRD# 5657622) regarding investment losses due to fraud? He has been registered with Independent Financial Group, LLC in San Dimas, California since 2013. Franklin Lara Customer Complaints Franklin … Continue reading