Were you the victim of Independent Financial Group, LLC broker David Elhoff (CRD# 855864)? He has been registered with Independent Financial Group, LLC in Surprise, Arizona, from 2004 to 2026. In March 1998, the state of California summarily revoked the … Continue reading
Were you the victim of Independent Financial Group, LLC broker Shimshon Plotkin (CRD# 2431863)? He was registered with Independent Financial Group, LLC in Chevy Chase, Maryland, from 2011 to 2025. Shimshon Plotkin Customer Complaints He has been the subject of … Continue reading
Were you the victim of LPL Financial LLC broker Albert Wojcik II (CRD# 1397509)? He has been listed as a financial consultant with LPL Financial LLC in Jackson, Michigan, since 2015. He was registered with LPL Financial LLC in Jackson, … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Derek Grimm (CRD# 3000890) is accused of unsuitable investment recommendations. He has been registered with RBC Capital Markets, LLC in Winter Park, Florida, since 2022. He was registered with Merrill Lynch, Pierce, … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Robert Sweet (CRD# 4090608) regarding real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in El Paso, Texas, since 2016. He was registered with … Continue reading
There are options for clients of LPL Financial LLC broker David Gaffney (CRD# 3004164) who suffered real estate investment trust (REIT) losses. He has been registered with LPL Financial LLC in Chicago, Illinois, since 2025. He was registered with Wintrust … Continue reading
Were you the victim of Lincoln Financial Advisors Corporation broker Thomas Shopa Jr. (CRD# 4182416)? He has been registered with Equitable Advisors, LLC in Wilmington, Delaware, since 2024. He was registered with Lincoln Financial Advisors Corporation in Berwyn, Pennsylvania, from … Continue reading
Independent Financial Group, LLC broker John Kacheong Lee (CRD# 2948622) is accused of non-traded real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in Pleasanton, California, since 2005. John Kacheong Lee Customer Complaints He … Continue reading
Can you recover investment losses due to recommendations of former Wintrust Investments broker Anthony Jovanovich (CRD# 2948544)? He has been registered with LPL Financial LLC in Elgin, Illinois, since 2025. He was registered with Wintrust Investments in Elgin, Illinois, from … Continue reading
Erez Law is currently investigating Independent Financial Group, LLC broker Timothy Yee (CRD# 2492578) regarding real estate investment trust (REIT) losses. He has been registered with Independent Financial Group, LLC in Alameda, California, since 2015. He was registered with LPL … Continue reading