Category: ETF/Inverse ETF Articles
Were you the victim of Cetera Investment Services LLC broker Joshua Green (CRD# 4970616)? He has been registered with Cetera Investment Services LLC in New Port Richey, Florida, since 2017. Joshua Green Customer Complaints He has been the subject of … Continue reading
There are options for customers of RBC Capital Markets, LLC broker Paul Meyer (CRD# 3062534) who suffered investment losses. He has been registered with RBC Capital Markets, LLC in Minnetonka, Minnesota, since 2017. Previously, he was registered with Morgan Stanley … Continue reading
Erez Law recently filed a FINRA arbitration against Morgan Stanley. Their customer alleges investment losses due to recommendations by Morgan Stanley broker Sean Righter (CRD#5419832). Sean Righter has been a registered representative of Morgan Stanley in Irvine, California, since 2009. … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Arive Capital Markets broker Lon Faccini, Jr. (CRD# 2736849). He was registered with Arive Capital Markets in Coram, New York, from 2016 to … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Jason Kunz (CRD# 4565340) regarding exchange traded funds (ETFs) losses due to investment fraud? He has been registered with Raymond James Financial Services, Inc. in Phoenix, Arizona since 2014. … Continue reading
In February 2022, Massachusetts securities regulators filed an administrative complaint against Purshe Kaplan Sterling Investments and seeks to require the firm to pay $2.3 million in restitution for ignoring, for many years, the sale of risky, complex exchange traded funds … Continue reading
There are options for clients of former LPL Financial LLC broker James Couture (CRD# 4406284) who suffered investment losses. He was registered with LPL Financial LLC in Worcester, Massachusetts, from 2009 to 2020, when he was terminated regarding “Altered identifying … Continue reading
Erez Law recently filed a FINRA arbitration against Benjamin F. Edwards & Company Inc. related to investment losses with broker Thomas Kintz (CRD #2667817), who has been a registered representative of Benjamin F. Edwards & Company Inc. in Boynton Beach, … Continue reading
Did you lose money investing with Classic, LLC broker Douglas Schmitz (CRD# 1771132)? Schmitz has been registered with Classic, LLC in Fargo, North Dakota since 2012 and with Classic Asset Management, LLC in North Fargo, North Dakota since 2006. Schmitz … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Arthur Hoffman (CRD# 3193754) regarding a fraudulent Ponzi scheme. He was registered with Ameriprise Financial Services, LLC in Glendale, Arizona from 2016 to 2020, when he was terminated regarding, … Continue reading