Erez Law is currently investigating The Harvest Group broker Laurie Ingwersen (CRD# 4066323) regarding exchange-traded funds (ETFs). She has been registered with AW Securities in Waltham, Massachusetts, since 2023, and Allworth Financial, L.P. in Waltham, Massachusetts, since 2023. He was … Continue reading
Can you recover losses due to investments with Westpark Capital, Inc. broker Patrick Morehead (CRD# 6661646)? He was registered with American Trust Investment Services, Inc. in Los Angeles, California, from January to September 2020, Westpark Capital, Inc. in Los Angeles, … Continue reading
Can I recover losses from investments with Morgan Stanley broker Matthew Hansen (CRD# 4696471)? He has been registered with Morgan Stanley in Rancho Santa Fe, California, since 2025. He was registered with UBS Financial Services Inc. in San Diego, California, … Continue reading
There are options for clients of Morgan Stanley broker Jeff Wiley (CRD# 2515536) who suffered investment losses. He has been registered with Morgan Stanley in Bakersfield, California, from 2009 to 2022. Jeff Wiley Customer Complaints He has been the subject … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Vanderbilt Securities, LLC broker Cary Urich (CRD# 2132001) regarding unsuitable investment recommendations. He has been registered with Vanderbilt Securities, LLC in Greenville, South … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Michael Halperin (CRD# 4448939)? He has been registered with Morgan Stanley in Boca Raton, Florida, since 2024. He was registered with Merrill Lynch, Pierce, Fenner & … Continue reading
Erez Law is currently investigating former Vanguard Advisers, Inc. broker Nouachi Vang (CRD# 5090132) regarding exchange traded fund (ETF) losses. He has been registered with LPL Financial LLC in Maple Grove, Minnesota, since 2024. He was registered with the following … Continue reading
There are options for clients of MML Investors Services, LLC broker Lester Hamrick (CRD# 5208155) who suffered investment losses. He has been registered with MML Investors Services, LLC in Tallahassee, Florida, since 2020. He was registered with Securities America Advisors, … Continue reading
Erez Law is currently investigating Charles Schwab & Co., Inc. broker Ronald Cappuccio (CRD# 5530949) regarding exchange traded funds (ETFs). He has been registered with Charles Schwab & Co., Inc. in New York City, New York, since 2024. He was … Continue reading
There are options for clients of LPL Financial LLC broker Patricia Fleming (CRD# 1960175) who suffered investment losses. He has been registered with LPL Financial LLC in San Diego, California, since 2021. He was registered with Waddell & Reed in … Continue reading