LPL Financial LLC broker Stacy Spearman (CRD# 3158108) regarding exchange-traded fund losses. She has been registered with LPL Financial LLC in Tupelo, Missouri, and Ridgeland, Missouri, since 2007. Stacy Spearman Customer Complaints She has been the subject of one customer … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Jeff Carlton (CRD# 1132967) regarding exchange-traded funds (ETF) investment loss allegations. He has been registered with Aegis Capital Corp. in Melville, New York, since 2023. Previously, he was registered … Continue reading
United Planners’ Financial Services Of America A Limited Partner broker Aaron Graham (CRD# 3167246) is accused of exchange traded fund (ETF) investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Salt Lake … Continue reading
Erez Law is currently investigating broker Andrew Komarow (CRD# 5838564), who focused on investment clients with special needs. He is the founder and president of Planning Across The Spectrum, which has a core mission to provide a service creating financially … Continue reading
There are options for clients of LPL Financial LLC broker Matthew Lamb (CRD# 6040125), who suffered investment losses. He has been registered with LPL Financial LLC in Melbourne, Florida, since 2012. Matthew Lamb Customer Complaints He has been the subject … Continue reading
Were you the victim of Cetera Investment Services LLC broker Joshua Green (CRD# 4970616)? He has been registered with Cetera Investment Services LLC in New Port Richey, Florida, since 2017. Joshua Green Customer Complaints He has been the subject of … Continue reading
There are options for customers of RBC Capital Markets, LLC broker Paul Meyer (CRD# 3062534) who suffered investment losses. He has been registered with RBC Capital Markets, LLC in Minnetonka, Minnesota, since 2017. Previously, he was registered with Morgan Stanley … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Arive Capital Markets broker Lon Faccini, Jr. (CRD# 2736849). He was registered with Arive Capital Markets in Coram, New York, from 2016 to … Continue reading
Were you the victim of Raymond James Financial Services, Inc. broker Jason Kunz (CRD# 4565340) regarding exchange traded funds (ETFs) losses due to investment fraud? He has been registered with Raymond James Financial Services, Inc. in Phoenix, Arizona since 2014. … Continue reading
In February 2022, Massachusetts securities regulators filed an administrative complaint against Purshe Kaplan Sterling Investments and seeks to require the firm to pay $2.3 million in restitution for ignoring, for many years, the sale of risky, complex exchange traded funds … Continue reading