There are options for clients of LPL Financial LLC broker Patricia Fleming (CRD# 1960175) who suffered investment losses. He has been registered with LPL Financial LLC in San Diego, California, since 2021. He was registered with Waddell & Reed in … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Matthew Engelau Mr. (CRD# 5233851)? He has been registered with LPL Financial LLC in Hackettstown, New Jersey, since 2007. Matthew Engelau Mr. Customer Complaints He has been … Continue reading
Can you recover investment losses due to recommendations by former Sagepoint Financial, Inc. broker Ran Regev (CRD# 5469190)? He has been registered with Osaic Wealth, Inc. in Fort Lauderdale, Florida, since 2023. Previously, he was registered with Sagepoint Financial, Inc. … Continue reading
LPL Financial LLC broker Stacy Spearman (CRD# 3158108) regarding exchange-traded fund losses. She has been registered with LPL Financial LLC in Tupelo, Missouri, and Ridgeland, Missouri, since 2007. Stacy Spearman Customer Complaints She has been the subject of one customer … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Jeff Carlton (CRD# 1132967) regarding exchange-traded funds (ETF) investment loss allegations. He has been registered with Aegis Capital Corp. in Melville, New York, since 2023. Previously, he was registered … Continue reading
United Planners’ Financial Services Of America A Limited Partner broker Aaron Graham (CRD# 3167246) is accused of exchange traded fund (ETF) investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Salt Lake … Continue reading
Erez Law is currently investigating broker Andrew Komarow (CRD# 5838564), who focused on investment clients with special needs. He is the founder and president of Planning Across The Spectrum, which has a core mission to provide a service creating financially … Continue reading
There are options for clients of LPL Financial LLC broker Matthew Lamb (CRD# 6040125), who suffered investment losses. He has been registered with LPL Financial LLC in Melbourne, Florida, since 2012. Matthew Lamb Customer Complaints He has been the subject … Continue reading
Were you the victim of Cetera Investment Services LLC broker Joshua Green (CRD# 4970616)? He has been registered with Cetera Investment Services LLC in New Port Richey, Florida, since 2017. Joshua Green Customer Complaints He has been the subject of … Continue reading
There are options for customers of RBC Capital Markets, LLC broker Paul Meyer (CRD# 3062534) who suffered investment losses. He has been registered with RBC Capital Markets, LLC in Minnetonka, Minnesota, since 2017. Previously, he was registered with Morgan Stanley … Continue reading