Merrill Lynch, Pierce, Fenner & Smith Incorporated broker William Grant (CRD# 4219455) is accused of options losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Duluth, Georgia, since 2009. William Grant Customer Complaints He has … Continue reading
Were you the victim of Morgan Stanley broker John Alex (CRD# 2020710), who is accused of options losses? He has been registered with Morgan Stanley in Morristown, New Jersey, since 2011. John Alex Customer Complaints He has been the subject … Continue reading
J.P. Morgan Securities LLC broker Nick Centis (CRD# 6187468) is accused of options losses. He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2020. He was registered with Stifel, Nicolaus & Company, Incorporated in San … Continue reading
Were you the victim of former Avantax Investment Services, Inc. broker Rene Randel (CRD# 4208604)? He has been registered with Cetera Wealth Services, LLC, and Cetera Investment Advisers LLC in Camarillo, California, since 2025. He was registered with Avantax Advisory … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Signature Estate Securities, LLC broker Christopher Gardner Mr. (CRD# 6399817), regarding options losses. He has been registered with Signature Estate Securities, LLC in … Continue reading
Erez Law is currently investigating Spring Delta Asset Management broker Michael Lackwood (CRD# 4742917) regarding options losses. He has been a managing member and chief compliance officer with Spring Delta Asset Management in New York, New York, since 2020. He … Continue reading
Can you recover losses due to recommendations by Morgan Stanley broker Michael Regan (CRD# 3079973)? He has been registered with Morgan Stanley in Chicago, Illinois, since 2009. Michael Regan Customer Complaints He has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Nicholas Olivas (CRD# 6803146) regarding options trading losses. He has been registered with Prospera Financial Services, Inc. in Irvine, California, since 2025. He was registered with LPL Financial LLC in … Continue reading
Erez Law is currently investigating Charles Schwab & Co., Inc. broker Elizabeth Ortiz (CRD# 6818113) regarding options losses. She has been registered with Charles Schwab & Co., Inc. in Austin, Texas, since 2017. Elizabeth Ortiz Customer Complaints She has been … Continue reading
Did you lose money investing with Oppenheimer & Co. Inc. broker Alon Rosin (CRD# 2758070)? He has been registered with Oppenheimer & Co. Inc. in New York, New York, since 2013. Alon Rosin Customer Complaints He has been the subject … Continue reading