Can you recover losses due to recommendations by Morgan Stanley broker Benjamin Duckett (CRD# 6143741)? He has been registered with Morgan Stanley in Carlsbad, California, since 2013.
Benjamin Duckett Customer Complaints
He has been the subject of two customer complaints between 2020 and 2026, one of which was denied, according to his CRD report:
March 2026. “Client alleged, inter alia, that covered call option strategy implemented in his account was misrepresented leading to the loss of some of his shares that were called and the chance to participate in the appreciate of the stock.” The case is currently pending. The complaint was regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Benjamin Duckett’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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