Did you lose money investing with former Oppenheimer & Co. Inc. broker Richard Anthony (CRD# 1811812)? He was registered with Oppenheimer & Co. Inc. in New York, New York, from 2024 to 2026, Oppenheimer & Co. Inc. in New York, New York, from 2019 to 2022, Imperial Capital, LLC in New York, New York, from September to December 2019, and BGC Financial, L.P. in New York, New York, from 2009 to 2019.
Richard Anthony Customer Complaints
He has been the subject of four customer complaints between 1995 and 2026, according to his CRD report. The most recent complaint was regarding:
January 2026. “Complainant, an Institutional Investor, alleges misrepresentations in connection with the profit and losses incurred in connection with options trading strategy hedge for Complainant’s equities portfolio. 6/1/2025 to 10/30/2025.” The customer sought $985,000 in damages, and the case was settled for $675,000. The complaint was regarding options losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Oppenheimer & Co. Inc. may be liable for investment or other losses suffered by Richard Anthony’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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