Category: Business Development Companies
![Commonwealth Financial Network](https://www.erezlaw.com/wp-content/uploads/2019/07/Commonwealth-Financial-Network.jpeg)
Commonwealth Financial Network broker Eric Elek (CRD# 3062911) is accused of unsuitable investment recommendations. He has been registered with Commonwealth Financial Network in Pittsburg, Pennsylvania, since 2001. Eric Elek Customer Complaints He has been the subject of one customer complaint, … Continue reading
![Berthel, Fisher & Company Financial Services, Inc. logo](https://www.erezlaw.com/wp-content/uploads/2021/03/Berthel-Fisher-Company-Financial-Services-Inc..jpg)
There are options for clients of former Berthel, Fisher & Company Financial Services, Inc. broker Dennis Fearing (CRD# 1288339), who suffered investment losses due to unsuitable recommendations. He was registered with Berthel, Fisher & Company Financial Services, Inc. in Coleraine, … Continue reading
![LPL Financial LLC](https://www.erezlaw.com/wp-content/uploads/2021/12/LPL-Financial.png)
Were you the victim of former LPL Financial LLC broker Kevin McCallum (CRD# 2222586) regarding investment losses due to business development companies (BDC) losses? He was registered with LPL Financial LLC in Birmingham, Alabama from 2012 to 2019. In June … Continue reading
![H. Beck](https://www.erezlaw.com/wp-content/uploads/2021/07/H.-Beck.png)
Erez Law is currently investigating former H. Beck, Inc. broker John Tweardy (CRD# 1361757) regarding real estate investment trusts (REIT) and variable annuity investment losses. John Tweardy has been registered with H. Beck, Inc. in Canonsburg, Pennsylvania from 2002 to 2018, when … Continue reading
![FS Energy & Power Fund](https://www.erezlaw.com/wp-content/uploads/2022/01/FS-Energy-Power-Fund.jpeg)
Did your broker recommend you invest in FS Energy & Power Fund (FSEP) and you suffered investment losses? FS Energy & Power Fund is a publicly registered, non-traded business development company (BDC) that is sponsored by FS Investments. According to … Continue reading
![Securities-America-Inc.](https://www.erezlaw.com/wp-content/uploads/2022/01/Securities-America-Inc..jpg)
There are options for clients of former Securities America, Inc. broker Christina Orta (CRD# 3278327) who suffered investment losses. Christina Orta has been registered with Cambridge Investment Research, Inc. in Westlake, California since 2014. Previously, Christina Orta was registered with … Continue reading
![Presidential Brokerage](https://www.erezlaw.com/wp-content/uploads/2021/12/Presidential-Brokerage.png)
Were you the victim of former Presidential Brokerage, Inc. (n/k/a Forta Financial) broker Michele Savarese (CRD# 1241811)? Michele Savarese has been registered with Client One Securities LLC in San Diego, California, and Palm Harbor, Florida since 2018. Previously, Michele Savarese … Continue reading
![LPL Financial LLC](https://www.erezlaw.com/wp-content/uploads/2021/12/LPL-Financial.png)
There are options for clients of former LPL Financial LLC brokers Kristine Hartland (CRD# 2101877) and Bob Hartland (CRD# 2253564). Kristine Hartland has been registered with Ameriprise Financial Services, LLC in Edina, Minnesota since 2016. Previously, Kristine Harland was registered … Continue reading
![Kalos Capital Inc. logo](https://www.erezlaw.com/wp-content/uploads/2022/01/Kalos-Capital-Inc..png)
Can I recover losses from investments with Kalos Capital, Inc. broker Curvin Miller IV (CRD# 5106137)? Miller has been registered with Kalos Capital, Inc. in Dayton, Ohio since 2006. Miller has been the subject of two customer complaints between 2020 … Continue reading
![H. Beck](https://www.erezlaw.com/wp-content/uploads/2021/07/H.-Beck.png)
Were you the victim of former H. Beck, Inc. broker William Young (CRD# 4787488)? Young has been registered with Kingswood Capital Partners, LLC in Rockville, Maryland since 2018. Previously, Young was registered with Niagara International Capital Limited in New York, … Continue reading