There are options for clients of Wealthforge Securities, LLC broker David Kangas (CRD# 6591398), who suffered investment losses. He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2019. He was registered with Cabot Lodge Securities LLC in … Continue reading
Category: Private placements
Erez Law is currently investigating former Alexander Capital, L.P. broker Frank DiMartini (CRD# 4512897) regarding misrepresented investments resulting in losses. He was registered with Altitude Capital Group LLC in Newport Beach, California, from August to November 2025, when he was … Continue reading
Did you lose money investing with Cabin Securities, Inc. broker Mark Atchity (CRD# 2530342) in private placements? He has been registered with Cabin Securities, Inc. in Laguna Niguel, California, since 2013, JCC Capital Markets, LLC in Pasadena, California, since 2012, … Continue reading
Were you the victim of Cabin Securities, Inc. broker Kirsten Ylagan (CRD# 7475882)? She has been registered with Cabin Securities, Inc. in Laguna Niguel, California, since 2022. Kirsten Ylagan Customer Complaints She has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating Herbert J. Sims & Co, Inc. broker Shane Applebaum (CRD# 4772668), who is accused of private placement losses. He has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida, since 2004. … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Adam Stern (CRD# 1726306) regarding private placement losses. He has been registered with ThinkEquity LLC in New York, New York, since 2026. He was registered with Aegis Capital Corp. in … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Cameron Woodbury (CRD# 6242348) regarding private placement losses. He has been registered with Centaurus Financial, Inc. in Apple Valley, California, since 2022. Cameron Woodbury Customer Complaints He has been the subject … Continue reading
Were you the victim of former Morgan Stanley broker Jimmy Driggers (CRD# 1359593)? He was registered with Morgan Stanley in Sarasota, Florida, from 2009 to 2021. Jimmy Driggers Customer Complaints He has been the subject of seven customer complaints between … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Yitzchak Prag (CRD# 7221045)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, New Jersey, from 2020 to 2024. Yitzchak Prag Customer … Continue reading
Former Aegis Capital Corp. broker Peter Sandler (CRD# 2847717) was accused of private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, … Continue reading