Can I recover losses from investments with Wealthforge Securities, LLC broker Peter Roberts (CRD# 6982848)? He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2019. He was registered with Cabot Lodge Securities LLC in Orange, California, from … Continue reading
Erez Law is currently investigating former Northwestern Mutual Investment Services, LLC broker John Kersey (CRD# 1480524) regarding private securities transactions. He was registered with Northwestern Mutual Investment Services, LLC in Cincinnati, Ohio, from 2001 to 2023, when he was terminated … Continue reading
Erez Law is currently investigating Aegis Capital Corp. broker Stephen Giannantonio (CRD# 2309181) regarding private placement losses. He has been registered with Aegis Capital Corp. in New York, New York, since 2013. In October 2016, FINRA sanctioned him to pay … Continue reading
There are options for clients of Wealthforge Securities, LLC broker David Kangas (CRD# 6591398), who suffered investment losses. He has been registered with Wealthforge Securities, LLC in Richmond, Virginia, since 2019. He was registered with Cabot Lodge Securities LLC in … Continue reading
Erez Law is currently investigating former Alexander Capital, L.P. broker Frank DiMartini (CRD# 4512897) regarding misrepresented investments resulting in losses. He was registered with Altitude Capital Group LLC in Newport Beach, California, from August to November 2025, when he was … Continue reading
Did you lose money investing with Cabin Securities, Inc. broker Mark Atchity (CRD# 2530342) in private placements? He has been registered with Cabin Securities, Inc. in Laguna Niguel, California, since 2013, JCC Capital Markets, LLC in Pasadena, California, since 2012, … Continue reading
Were you the victim of Cabin Securities, Inc. broker Kirsten Ylagan (CRD# 7475882)? She has been registered with Cabin Securities, Inc. in Laguna Niguel, California, since 2022. Kirsten Ylagan Customer Complaints She has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating Herbert J. Sims & Co, Inc. broker Shane Applebaum (CRD# 4772668), who is accused of private placement losses. He has been registered with Herbert J. Sims & Co, Inc. in Boca Raton, Florida, since 2004. … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Adam Stern (CRD# 1726306) regarding private placement losses. He has been registered with ThinkEquity LLC in New York, New York, since 2026. He was registered with Aegis Capital Corp. in … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Cameron Woodbury (CRD# 6242348) regarding private placement losses. He has been registered with Centaurus Financial, Inc. in Apple Valley, California, since 2022. Cameron Woodbury Customer Complaints He has been the subject … Continue reading