Erez Law is currently investigating former Aegis Capital Corp. broker Adam Stern (CRD# 1726306) regarding private placement losses. He has been registered with ThinkEquity LLC in New York, New York, since 2026. He was registered with Aegis Capital Corp. in … Continue reading
Erez Law is currently investigating Centaurus Financial, Inc. broker Cameron Woodbury (CRD# 6242348) regarding private placement losses. He has been registered with Centaurus Financial, Inc. in Apple Valley, California, since 2022. Cameron Woodbury Customer Complaints He has been the subject … Continue reading
Were you the victim of former Morgan Stanley broker Jimmy Driggers (CRD# 1359593)? He was registered with Morgan Stanley in Sarasota, Florida, from 2009 to 2021. Jimmy Driggers Customer Complaints He has been the subject of seven customer complaints between … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Yitzchak Prag (CRD# 7221045)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Red Bank, New Jersey, from 2020 to 2024. Yitzchak Prag Customer … Continue reading
Former Aegis Capital Corp. broker Peter Sandler (CRD# 2847717) was accused of private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, … Continue reading
Were you the victim of Herbert J. Sims Capital Management, Inc. broker Jeffrey Mahoney (CRD# 5333809)? He has been registered with Van Clemens & Co. Incorporated in Lakeville, Minnesota, since 2023. He was registered with FBL Marketing Services, LLC in … Continue reading
Erez Law is currently investigating former Skystone Securities, LLC broker Stephen Parks (CRD# 5074732) regarding private placement investment losses. He was registered with Skystone Securities, LLC in Dallas, Texas, from 2020 to 2025, and Commerce Street Capital, LLC in Dallas, … Continue reading
There are options for clients of Boustead Securities, LLC broker Daniel McClory (CRD# 1390780) who lost money due to investments in private placements. He has been registered with Sutter Securities Clearing, LLC in Irvine, California, since 2020, and Sutter Securities … Continue reading
Erez Law is currently investigating former TPEG Securities, LLC broker Michael Bi (CRD# 4639730) regarding investment losses. He has been listed as a partner with BCH Global Capital LLC in Richardson, Texas, since 2013. He was registered with TPEG Securities, … Continue reading
KCD Financial, Inc. broker Brett Frum (CRD# 2175253) is accused of private placement losses. He has been registered with KCD Financial, Inc. in Green Bay, Wisconsin, since 2021. He was registered with AEI Securities, Inc. in St. Paul, Minnesota, in … Continue reading