Can I recover losses from investments with former Patrick Capital Markets, LLC broker Anthony Hazen (CRD# 2384836)? He has been registered with Vistia Capital, LLC in Lone Tree, Colorado, since 2021. He was registered with Patrick Capital Markets, LLC in San Diego, California, from 2018 to 2021, and ESF Equity, LP in San Juan Capistrano, California, from 2016 to 2018.
Anthony Hazen Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
August 2026. “Per filing at Patrick Capital Markets: “Claimant states unsuitable recommendations were made, common law fraud, breach of contract, negligence, breach of fiduciary duty, and violation of California’s securities act.” The case is currently pending. The complaint was regarding private securities losses, and it took place while he was registered with Patrick Capital Markets, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Patrick Capital Markets, LLC may be liable for investment or other losses suffered by Anthony Hazen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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