There are options for clients of former UBS Financial Services Inc. broker Gregor Grajek (CRD# 1220268), who is accused of stock losses. He was registered with UBS Financial Services Inc. in San Diego, California, from 2008 to 2024, and Morgan … Continue reading
Can you recover investment losses due to recommendations by Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Pluta (CRD# 1232948)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New York, since 1990. … Continue reading
Were you the victim of Herbert J. Sims Capital Management, Inc. broker Jeffrey Mahoney (CRD# 5333809)? He has been registered with Van Clemens & Co. Incorporated in Lakeville, Minnesota, since 2023. He was registered with FBL Marketing Services, LLC in … Continue reading
Erez Law is currently investigating Cabin Securities, Inc. broker William Candler (CRD# 2802438), who is accused of real estate investment loss options. He has been registered with JCC Capital Markets, LLC in Overland Park, Kansas, since 2016, Cabin Securities, Inc. … Continue reading
There are options for clients of TD Ameritrade, Inc. broker Robert Trimble (CRD# 5377271), who is accused of unsuitable investment recommendations. He has been registered with Charles Schwab & Co., Inc. in New York City, New York, since 2025. He … Continue reading
Erez Law is currently investigating Morgan Stanley broker Katy Zhao (CRD# 5264406), who faces multiple customer complaints related to investment losses. She has been registered with Morgan Stanley in Pasadena, California, since 2009. Katy Zhao Customer Complaints She has been … Continue reading
Were you the victim of Wealth Navigation, LLC managing partner Adam Fisher (CRD# 5231886)? He has been registered with Arete Wealth Management, LLC in Centerville, Utah, from 2009 to 2020. He has been registered as a managing partner with Wealth … Continue reading
There are options for clients of PHX Financial, Inc. broker Richard Jirinec (CRD# 2580370), who is accused of stock losses. He has been registered with PHX Financial, Inc. in Jupiter, Florida, since 2015. Richard Jirinec Customer Complaints He has been … Continue reading
There are options for clients of Wealthforge Securities, LLC broker Bradley Davidson (CRD# 5142256) regarding real estate security losses. He has been registered with Emerson Equity LLC in Mission Viejo, California, since 2024. He was registered with Secure Asset Management, … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Jarred Collins (CRD# 5077516)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Atlanta, Georgia, since 2009. Jarred Collins Customer Complaints He … Continue reading