Erez Law is currently investigating former TCFG Wealth Management, LLC broker Scott Offerman (CRD# 4619093). He has been registered with 1031 Securities Inc. in New York, New York, since 2024. He was registered with Great Point Capital LLC in Chicago, … Continue reading
Were you the victim of Raymond James & Associates, Inc. broker Steven Schmitt (CRD# 4486457)? He has been registered with Raymond James & Associates, Inc. in Paramus, New Jersey, since 2022. He was registered with Morgan Stanley in New York, … Continue reading
Were you the victim of RK Retirement Solutions LLC broker Robert Kromer Jr. (CRD# 1448765)? He has been registered as a managing member and investment advisor representative with RK Retirement Solutions LLC in Sun City, Arizona, since 2017. He was … Continue reading
Erez Law is currently investigating David Lerner Associates, Inc. broker T.J. Cheriaparampil (CRD# 4466711), who is accused of energy sector investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Melville, New York, since 2015, and Wells … Continue reading
David Lerner Associates, Inc. broker George Amanatides (CRD# 4611464) is accused of investment losses. He has been registered with David Lerner Associates, Inc. in Syosset, New York, since 2003. George Amanatides Customer Complaints He has been the subject of one … Continue reading
Did you lose money investing with former Avantax Investment Services, Inc. broker David Monheit (CRD# 4586091)? He has been registered with Cetera Wealth Services, LLC in Surprise, Arizona, since 2025, and Cetera Investment Advisers LLC in Schaumburg, Illinois, since 2025. … Continue reading
There are options for customers of Act Advisors investment adviser representative Patrick Latta (CRD# 4395019), who is accused of Individual Retirement Account (IRA) losses. He has been listed as an investment adviser representative with Act Advisors in Asheville, North Carolina, … Continue reading
Erez Law is currently investigating former First Allied Securities, Inc. broker Peter Han (CRD# 4704497) regarding real estate security losses. He has been registered with Cetera Advisors LLC in Pasadena, California, since 2022, and Cetera Investment Advisers LLC in Rancho … Continue reading
Former J.P. Morgan Securities LLC broker Taulant Cela (CRD# 4319114) is accused of unauthorized trading. He has been registered with Wells Fargo Clearing Services, LLC in Summit, New Jersey, since 2022, and Wells Fargo Advisors in Summit, New Jersey, since … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with DFPG Investments, LLC broker Darren Speight (CRD# 5347461). He has been registered with DFPG Investments, LLC in San Jose, California, since 2015, and … Continue reading