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Erez Law is currently investigating Unionbanc Investment Services, LLC broker Asako Thompson (CRD# 4828996) who is alleged to recommend Northstar Financial Services (Bermuda) Ltd., a Bermuda-based annuity and life insurance company that serves the needs of high net worth clients around the globe. Thompson has been registered with Unionbanc Investment Services, LLC in San Jose,… Read More

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Dai Securities, LLC broker Jack Michaletz (CRD# 5773608). Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2012. Previously, Michaletz was registered with Concorde Investment Services, LLC in Mankato, Minnesota from 2015 to 2018 and… Read More

Former American Portfolios Financial Services, Inc. broker Robert Halldin (CRD# 1458098) faces multiple customer complaints for investment losses. Halldin was registered with American Portfolios Financial Services, Inc. in Newington, Connecticut from 2012 to 2017. In December 2020, FINRA barred Halldin after he, “consented to the sanction and to the entry of findings that he refused… Read More

Erez Law is currently investigating Bruderman Brothers LLC broker Andrew LeBlanc (CRD# 2607117) who was suspended by FINRA for participating in private securities transactions. LeBlanc has been registered with Bruderman Brothers LLC in Saddle Brook, New Jersey since 2017. Previously, LeBlanc was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in New York, New… Read More

There are options for clients of former G.F. Investment Services, LLC broker Christopher Hobart (CRD# 4469608) who suffered investment losses. Hobart was registered with G.F. Investment Services, LLC in Charlotte, North Carolina from 2015 to 2019. Hobart has been the subject of three customer complaints in 2020, one of which was denied, according to his… Read More

Erez Law is currently investigating former Torch Securities, LLC broker Jeremy Johnson (CRD# 7074043) regarding his participation in the offering of a penny stock. Johnson was registered with Torch Securities, LLC in Murrieta, California from May 2019 to April 2020. In March 2021, FINRA barred Johnson after he, “consented to the sanction and to the… Read More

Erez Law is currently investigating former Morgan Stanley broker Candido Viyella (CRD# 1829255) regarding selling away. Viyella was registered with Morgan Stanley in Miami, Florida from 2009 to 2020, when he was terminated regarding, “Registered representative terminated after allegations were made accusing him of participation in an outside investment involving clients for which the registered… Read More

Did you lose money investing with former MML Investors Services, LLC broker Adam Belardino (CRD# 5221927)? Belardino was registered with MML Investors Services, LLC in Elmsford, New York from 2017 to 2019, when he was terminated regarding, “Registered Representative terminated in connection with investigation into a customer complaint.” Prior to that, Belardino was registered with… Read More

There are options for clients of Truist Investment Services, Inc. broker Stephen Berrocal (CRD# 3071400) who suffered investment losses due to investments in Northstar GIC. Berrocal has been registered with Truist Investment Services, Inc. in Coral Gables, Florida since 2013.  Berrocal has been the subject of two customer complaints between 2020 and 2021, according to… Read More

Did you lose money investing with Huntleigh Securities Corporation broker Scott Wolfrum (CRD# 2187550)? Wolfrum has been registered with Huntleigh Securities Corporation in Indianapolis, Indiana from 2018 to 2019. Previously, Wolfrum was registered with David A. Noyes & Company in Indianapolis, Indiana from 2013 to 2018.  In March 2021, the Securities and Exchange Commission (SEC)… Read More