Blog
Erez Law, PLLC, Obtains $14.2 Million FINRA Arbitration Award for Florida Investors Wronged by Broker’s Structured Note Recommendations Jeffrey Erez, the Miami-based law firm’s managing partner, reports that more than a dozen similar customer complaints are pending against Stifel, Nicolaus … Continue reading
TD Ameritrade Investment Management, LLC broker Kyle Kirkham (CRD# 5221648) faces a customer complaint regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in El Cajon, California, since August 2024. He was registered … Continue reading
There are investment loss options for clients of former Cetera Advisors LLC broker Rami Sassoon (CRD# 5270959. He has been registered with LPL Financial LLC in Flushing, New York, since 2024. He was registered with Cetera Advisors LLC in New … Continue reading
Were you the victim of MML Investors Services, LLC broker Joshua Baker (CRD# 5230762)? He was registered with Oneamerica Securities, Inc. in Hoover, Alabama, from March to April 2024, and MML Investors Services, LLC in Hoover, Alabama, from 2017 to … Continue reading
Former Commonwealth Financial Network broker Justin May (CRD# 5162373) is accused of unsuitable investment recommendations. He has been registered with LPL Financial LLC in Sandersville, Georgia, since 2023. He was registered with Commonwealth Financial Network in Sandersville, Georgia, from 2019 … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Gregory Suzio (CRD# 5309403) is accused of unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Auburn Hills, Michigan, since 2007. Gregory Suzio Customer Complaints … Continue reading
Erez Law is currently investigating former SW Financial broker Scott Hechler (CRD# 5277526) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in New York, New York, since 2023. He was registered with SW Financial in … Continue reading
There are options for clients of Wintrust Investments broker Richard Tulloch (CRD# 5180553) who suffered real estate losses. He was registered with Avatar Securities, LLC in New York, New York, from 2020 to 2021, and with Wayne Hummer Investments L.L.C. … Continue reading
Can you recover investment losses due to recommendations by LPL Financial LLC broker Matthew Engelau Mr. (CRD# 5233851)? He has been registered with LPL Financial LLC in Hackettstown, New Jersey, since 2007. Matthew Engelau Mr. Customer Complaints He has been … Continue reading
Were you the victim of former Voya Financial Advisors, Inc. broker Joshua Bradley (CRD# 5174430)? He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Columbia, South Carolina, from 2015 to 2016, when he was terminated regarding, “Conduct … Continue reading