Blog
Former Parkland Securities, LLC Broker William Frier Accused of Recommending Leveraged ETFs
Posted on Friday, July 3rd, 2020 at 8:31 am
There are options for clients of former Parkland Securities, LLC broker William Frier (CRD# 1029781) who suffered investment losses. Frier was registered with Parkland Securities, LLC in Colorado Springs, Colorado from 2012 to 2017. Previously, Frier was registered with LPL Financial LLC in Colorado Springs, Colorado from 1989 to 2012, when he was terminated regarding, […]
Attention Victims of Former Sandlapper Securities, LLC Broker Trawnegan Gall
Posted on Friday, July 3rd, 2020 at 8:22 am
Were you the victim of former Sandlapper Securities, LLC broker Trawnegan Gall (CRD# 6266415)? Gall has been registered with Wealthforge Securities, LLC in Orange, California since November 2019. Previously, Gall was registered with Cabot Lodge Securities LLC in Orange, California from March to November 2019. Prior to that, Gall was registered with Sandlapper Securities, LLC […]
Options for Former Clients Who Suffered Investment Losses Due to Recommendations by Newbridge Securities Corporation Broker Kerri Jamison
Posted on Friday, July 3rd, 2020 at 8:15 am
Newbridge Securities Corporation broker Kerri Jamison (CRD# 4348584) faces multiple customer complaints from customers who suffered investment losses due to their broker’s recommendations. Jamison has been registered with Newbridge Securities Corporation in Mesa, Arizona since 2010. Jamison has been the subject of four customer complaints between 2016 and 2020, according to his CRD report: April […]
Suitability Concerns Due to Recommendations by Morgan Stanley broker Barry Pechenik?
Posted on Friday, July 3rd, 2020 at 8:12 am
Erez Law is currently investigating Morgan Stanley broker Barry Pechenik (CRD# 1720138) regarding unsuitable investment recommendations. Pechenik has been registered with Morgan Stanley in Dallas, Texas since 2015. Pechenik has been the subject of one customer complaint, according to his CRD report: February 2019. “Claimant alleges, inter alia, unsuitability with respect to recommendation for managed […]
Attention Victims of National Securities Corporation Broker Viqas Akhtar
Posted on Friday, July 3rd, 2020 at 8:09 am
Were you the victim of National Securities Corporation broker Viqas Akhtar (CRD# 5624412)? Akhtar has been registered with National Securities Corporation in Miami, Florida since 2012. Akhtar has been the subject of seven customer complaints between 2011 and 2020, four of which were closed without action, according to his CRD report: March 2020. “Suitability.” The […]
Investigation of Former Morgan Stanley Broker Robert David
Posted on Friday, July 3rd, 2020 at 8:06 am
There are options for clients of former Morgan Stanley broker Robert David (CRD# 5211223) who suffered investment losses. David has been registered with Morgan Stanley in Farmington Hills, Michigan from 2009 to 2019, when he was terminated regarding, “Allegations related to registered representative entering inaccurate client profile information relative to bond-related transactions and concerns that […]
Former Sandlapper Securities Broker Mark Reinstein Investment Loss Options
Posted on Friday, July 3rd, 2020 at 8:02 am
Former Sandlapper Securities broker Mark Reinstein (CRD# 1486887) faces two pending customer complaints. Reinstein has been registered with Cabot Lodge Securities LLC in Greenville, South Carolina since 2019. Previously, Reinstein was registered with Sandlapper Securities, LLC in Greenville, South Carolina from 2014 to 2019. Reinstein has been the subject of two customer complaints between 2019 […]
Did National Securities Corporation Broker Frank Avallone Make Unsuitable Investment Recommendations?
Posted on Wednesday, July 1st, 2020 at 9:00 pm
Erez Law is currently investigating National Securities Corporation broker Frank Avallone (CRD# 4814368) regarding unsuitable investment recommendations. Avallone has been registered with National Securities Corporation in South Norwalk, Connecticut since 2015. Avallone has been the subject of four customer complaints between 2012 and 2020, according to his CRD report. Recent complaints are regarding: February 2020. […]
Were You the Victim of Independent Financial Group, LLC Broker Wenjinn Chang?
Posted on Wednesday, July 1st, 2020 at 8:42 pm
Erez Law is currently investigating Independent Financial Group, LLC broker Wenjinn Chang (CRD# 4536266) regarding unsuitable and over-concentrated investments. Chang has been registered with Independent Financial Group, LLC in Rockville, Maryland since 2012. Chang has been the subject of two customer complaints between 2018 and 2020, according to his CRD report: February 2020. “Alleges investments […]
Do You Have Suitability Concerns Due to Recommendations by Crown Capital Securities, L.P. Broker Dennis Haywood?
Posted on Tuesday, June 23rd, 2020 at 8:54 pm
Erez Law is currently investigating Crown Capital Securities, L.P. broker Dennis Haywood (CRD# 5850275) regarding unsuitable recommendations regarding non-traded REITs, non-traded BDCs and variable annuities. Haywood has been registered with Crown Capital Securities, L.P. in Land O’ Lakes, Florida since 2013. Haywood has been the subject of three customer complaints in 2020, according to his […]