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Were you the victim of Commonwealth Financial Network broker Edward Sokolowski (CRD# 2221001) who is accused of unsuitable investment recommendations? He has been registered with Commonwealth Financial Network in Ludlow, Massachusetts since 1999. Edward Sokolowski Customer Complaints He has been … Continue reading
Erez Law is currently investigating Joseph Stone Capital L.L.C. broker Adam Maggio (CRD# 4177365) regarding stock losses. He has been registered with VCS Venture Securities in Mineola, New York since 2021 and with Joseph Stone Capital L.L.C. in Mineola, New … Continue reading
Erez Law is currently investigating former Western International Securities, Inc. broker Christopher Kennedy (CRD# 4498061) regarding options losses. He was registered with Western International Securities, Inc. in Woodland Hills, California from December 2019 to September 2021, when he was terminated … Continue reading
Erez Law is currently investigating J.W. Cole Financial, Inc. broker Malcolm McKay (CRD# 2605922) regarding real estate investment losses. He has been registered with J.W. Cole Financial, Inc. in Lakewood Ranch, Florida since 2010. In 1995, he was sanctioned to … Continue reading
Erez Law is currently investigating Center Street Securities, Inc. broker James Jones (CRD# 5064653) regarding alternative investment losses. He has been registered with Center Street Securities, Inc. in Jasper, Indiana since 2011. In February 2008, the Kentucky Division of Securities … Continue reading
Were you the victim of Unionbanc Investment Services, LLC broker Brooke Bordner (CRD# 5121440) regarding variable annuity investment losses? She has been registered with Unionbanc Investment Services, LLC in Fresno, California since 2010. Brooke Bordner Customer Complaints She has been … Continue reading
There are options for clients of former Raymond James Financial Services, Inc. broker Kelvern Chen (CRD# 5679957) who allegedly made unsuitable investment recommendations. He has been registered with Northwestern Mutual Investment Services, LLC in New York, New York since 2021. … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker George Apolonides (CRD# 3101928) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York since 2016. George Apolonides Customer Complaints He has … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Dexter Baker (CRD# 2995602) regarding variable annuity investment losses. He has been registered with MML Investors Services, LLC in Tallahassee, Florida since 2017. Previously, he was registered with MSI Financial … Continue reading
Erez Law is currently investigating former Equitable Advisors, LLC broker Anthony DiDonna (CRD# 7283414) regarding unauthorized trades. He has been registered with Equitable Advisors, LLC in Woodbury, New York from 2020 to 2021, when he was terminated regarding, “RR discharged … Continue reading