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Erez Law is currently investigating Triad Advisors LLC broker Lee Duckworth (CRD# 2097591), who is alleged to recommend unsuitable GPB Capital Holdings investments. Duckworth has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012 and with Capital Wealth Management, LLC in West Warwick, Rhode Island since 2011. GPB Capital Holdings is… Read More

Did you lose money investing with Dawson James Securities, Inc. broker Rebecca Belicek (CRD# 2106922)? Belicek has been registered with Dawson James Securities, Inc. in New York, New York since 2013.  Belicek has been the subject of one customer complaint, according to her CRD report: February 2020. “Failure to supervise and breach of fiduciary responsibility.”… Read More

Erez Law is currently investigating Triad Advisors LLC broker Peter Alofsin (CRD# 2274434) regarding unsuitable investment recommendations in alternative investments. Alofsin has been registered with Triad Advisors LLC in West Warwick, Rhode Island since 2012.  Alofsin has been the subject of three customer complaints between 2006 and 2020, one of which was closed without action,… Read More

There are options for customers of Florida broker John Orlando (CRD# 2002197) who suffered investment losses due to their broker’s recommendations. Orlando has been registered with SW Financial in Lighthouse Point, Florida since 2019. Previously, Orlando was registered with the following firms:  Joseph Gunnar & Co. Llc in New York, New York from September to… Read More

Erez Law is currently investigating Laidlaw and Company (UK) Ltd. broker Joseph Fedorko Jr. (CRD# 2007317) regarding customer investment losses. Fedorko has been registered with Laidlaw & Company (Uk) Ltd. in Greenwich, Connecticut 2009.  Fedorko has been the subject of 18 customer complaints between 1995 and 2020, according to his CRD report. Recent complaints are… Read More

Erez Law recently filed a FINRA arbitration against David Lerner Associates on behalf of a retired widow who entrusted her broker and David Lerner Associates with her irreplaceable retirement savings.  The complaint was regarding investment losses with broker Gary Isler (CRD# 1514385), who was a registered representative of David Lerner Associates in Lawrenceville, New Jersey… Read More

Were you the victim of McDonald Partners LLC broker Rita Mansour (CRD# 1968418)? Mansour has been registered with McDonald Partners LLC in Toledo, Ohio since 2006.  Mansour has been the subject of four customer complaints between 2019 and 2020, according to her CRD report: August 2020. “Claimants allege that RR recommended unsuitable investments in a… Read More

Erez Law is currently investigating former Stoever, Glass & Company Inc. broker Howard Leon (CRD# 2158589) regarding municipal bond losses. Leon has been registered with Newbridge Securities Corporation in Boca Raton, Florida since April 2020. Previously, Leon was registered with Stoever, Glass & Company Inc. in Boca Raton, Florida from 2017 to 2020, when he… Read More

Were you the victim of former Woodbury Financial Services, Inc. broker Raymond Ferro (CRD# 1927831)? Ferro was registered with Woodbury Financial Services, Inc. in Danbury, Connecticut from 2013 to 2020. Ferro has been the subject of two customer complaints between 2003 and 2020, according to his CRD report. The most recent complaint is regarding:  February… Read More

There are options for customers of Morgan Stanley broker William Coffey (CRD# 2245016) who suffered investment losses. Coffey has been registered with Morgan Stanley in Durango, Colorado since 2009.  Coffey has been the subject of one customer complaint, according to his CRD report: June 2020. “Claimants allege, inter alia, unsuitability with respect to investments –… Read More