Erez Law is currently investigating former B. Riley Wealth Management broker Mark Grant (CRD# 227528) regarding unsuitable investment recommendations. He has been registered with A.G.P. / Alliance Global Partners in New York, New York, since 2025. He was registered with … Continue reading
Erez Law is currently investigating LPL Financial LLC and Stratos Wealth Partners, Ltd. broker Richard Ganim Jr. (CRD# 2447068), who is accused of stock losses. He has been registered with LPL Financial LLC in Broadview Heights, Ohio, since 2017, and … Continue reading
There are options for clients of McDermott Investment Services, LLC broker Julienne Riddell (CRD# 5682274) who suffered losses due to investments in Delaware Statutory Trust (DSTs) real estate securities. He has been registered with McDermott Investment Services, LLC in Sarasota, … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Donald Robbins (CRD# 4364668) regarding investment losses. He has been registered MML Investors Services, LLC in Charlotte, North Carolina, since 2016. He was registered with Eagle Strategies LLC in Charlotte, … Continue reading
Wells Fargo Clearing Services, LLC broker Cameron Edmiston (CRD# 6388552) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Advisors Financial Network, LLC in Jacksonville, Florida, since 2026, Wells Fargo Clearing Services, LLC in Jacksonville, Florida, … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker Robert Burns (CRD# 4066393) regarding unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Greenwood Village, Colorado, since 2019. He … Continue reading
Did you lose money investing with CitiGroup Global Markets Inc. broker Shawn Martin (CRD# 4959418)? He has been registered with CitiGroup Global Markets Inc. in New York, New York, since 2007. Shawn Martin Customer Complaints He has been the subject … Continue reading
KCD Financial, Inc. broker Daniel Rust (CRD# 4137833) is accused of private placement losses. He has been registered with KCD Financial, Inc. in Broomfield, Colorado, since 2007. Daniel Rust Customer Complaints He has been the subject of one customer complaint, … Continue reading
Erez Law is currently investigating Edward Jones broker Christina Benton (CRD# 7141536) regarding mutual fund losses. She has been registered with Edward Jones in Grass Valley, California, since 2021. She was registered with Wells Fargo Clearing Services, LLC in Grass … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Curtis Kroll (CRD# 6487481)? He has been registered with Wells Fargo Clearing Services, LLC in Jacksonville, Florida, since 2017, and Wells Fargo Advisors in Jacksonville, Florida, since 2018. Curtis … Continue reading