Were you the victim of Morgan Stanley broker Matthew Gimmelli (CRD# 2740441)? He has been registered with Morgan Stanley in Scottsdale, Arizona, since 2016. Matthew Gimmelli Customer Complaints He has been the subject of one customer complaint, according to his … Continue reading
Former Davenport & Company LLC broker Harry Beadell (CRD# 15535) is accused of investment losses. He has been registered with Davenport & Company LLC in Richmond, Virginia, from 1991 to 2026. Harry Beadell Customer Complaints He has been the subject … Continue reading
Did you lose money investing with Stonecrest Capital Markets, Inc. broker Jabez Dewey (CRD# 5165287)? He has been registered with Stonecrest Capital Markets, Inc. in New York, New York, since 2022, and as founder of Paragon Equity Partners LLC in … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Tabrenia Davidson (CRD# 3048752) who suffered investment losses due to unsuitable investment recommendations. She has been registered with Wells Fargo Clearing Services, LLC in Louisville, Colorado, since 2017. … Continue reading
Former Spartan Capital Securities, LLC broker Richard Perlongo (CRD# 4913481) is accused of unauthorized trades. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2017 to 2026, Worden Capital Management LLC in New York, New … Continue reading
There are options for clients of Forge Securities LLC broker Aleksandr Rabinovich (CRD# 7065371). He has been registered with Forge Securities LLC in San Francisco, California, since 2021. He was registered with Forge Markets LLC in San Francisco, California, from … Continue reading
Erez Law is currently investigating Spring Delta Asset Management broker Michael Lackwood (CRD# 4742917) regarding options losses. He has been a managing member and chief compliance officer with Spring Delta Asset Management in New York, New York, since 2020. He … Continue reading
Erez Law is currently investigating former D.H. Hill Securities, LLLP broker Joel Barjenbruch (CRD# 5295640) regarding unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in St. Louis, Missouri, since 2024. He was registered with Prudential Financial Planning … Continue reading
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Thomas Mayer (CRD# 4793864)? He has been registered with Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors in Lady Lake, Florida, since 2011. Thomas Mayer Customer Complaints … Continue reading
Erez Law is currently investigating former LPL Financial LLC broker Rudy Anguiano (CRD# 5188950), who faces customer complaints for investment losses. He was registered with Alexander Capital, L.P. in Red Bank, New Jersey, from January to July 2026, LPL Financial … Continue reading