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There are options for clients of Morgan Stanley broker Brian Pfeifler (CRD# 2083301) who suffered investment losses. He has been registered with Morgan Stanley in New York, New York, since 2009. Brian Pfeifler Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating NYLife Securities LLC broker Ronnie Cochran (CRD# 2104444) regarding variable annuity investment losses. He has been registered with NYLife Securities LLC in Blacksburg, Virginia, since 1999. Ronnie Cochran Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating former FSC Securities Corporation broker Nancy Biddle (CRD# 2134532) regarding real estate investment losses. She has been registered with Osaic Wealth, Inc. in St Pete Beach, Florida, since 2023. He was registered with FSC Securities … Continue reading
Ameriprise Financial Services, LLC broker Anthony Makransky (CRD# 2103362) is accused of variable annuity losses. He has been registered with LPL Financial LLC in League City, Texas, since 2023. He was registered with Ameriprise Financial Services, LLC in Houston, Texas, … Continue reading
Erez Law is currently investigating former Ameriprise Financial Services, LLC broker Eric Dupre (CRD# 2174456) related to customer complaints of investment losses. He was registered with Ameriprise Financial Services, LLC in San Antonio, Texas, from 2020 to 2024, when he … Continue reading
Were you the victim of Stifel, Nicolaus & Company, Incorporated broker Patrick Dever (CRD# 2202204)? He has been registered with Stifel, Nicolaus & Company, Incorporated in West Chester, Pennsylvania, since 2014. Patrick Dever Customer Complaints He has been the subject … Continue reading
Janney Montgomery Scott LLC broker Tammy Bowman (CRD# 2159262) is accused of stock losses. She has been registered with Janney Montgomery Scott LLC in Royersford, Pennsylvania, since 1999. Tammy Bowman Customer Complaints She has been the subject of two customer … Continue reading
Former Umpqua Investments, Inc. broker Donald Peabody (CRD# 2175218) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Coos Bay, Oregon, since 2023. He was registered with FSC Securities Corporation in Coos Bay, Oregon, … Continue reading
Former LPL Financial LLC broker Brendan Kelly (CRD# 2208036) is accused of private security losses. He has been registered with IFP Securities, LLC in Downingtown, Pennsylvania, since September 2024. He was registered with Alera Investment Advisors in Berwyn, Pennsylvania, from … Continue reading
Did you lose money investing with Northwestern Mutual Investment Services, LLC broker Ralph Stockemer (CRD# 1844056)? He has been registered with Northwestern Mutual Investment Services, LLC in Dallas, Texas, since 2007. Ralph Stockemer Customer Complaints He has been the subject … Continue reading