Have You Suffered Oil and Gas Sector Losses with Former Fulcrum Securities, LLC Financial Advisor Athanasios Tomaras?
Erez Law is currently investigating former Fulcrum Securities, LLC financial advisor Athanasios Tomaras (CRD# 2722538) regarding unsuitable recommendations in oil and gas investments. Tomaras has been registered with R. F. Lafferty & Co., Inc. in Oldsmar, Florida since 2015. Previously, he was registered with Fulcrum Securities, LLC in Oldsmar, Florida from 2012 to 2016 and […]
Former Primary Capital, LLC Financial Advisor Christopher Cervino Barred by FINRA
Erez Law is currently investigating former Primary Capital, LLC financial advisor Christopher Cervino (CRD# 2778817) regarding securities and investment fraud. Cervino was registered with the following firms during the past few years: Primary Capital, LLC in New York, New York (October 2014 to January 2016) COR Clearing LLC in Edison, New Jersey (July 2012 to […]
Did You Lose Money in the Energy Sector with Janney Montgomery Scott LLC Financial Advisor Christopher Sinkula?
Erez Law is currently investigating Janney Montgomery Scott LLC financial advisor Christopher Sinkula (CRD# 2001512) regarding overconcentration of investments in the high risk energy sector. Sinkula has been registered with Janney Montgomery Scott LLC in Stuart, Florida since 2008. Sinkula has been the subject of seven customer complaints between 1997 and 2017, three of which […]
Were You A Victim of Florida Asset Manager Steven Zoernack’s Hedge Fund Scheme?
Erez Law is currently investigating Sarasota, Florida asset manager Steven Zoernack regarding a hedge fund scheme involving EquityStar Capital Management LLC, the Global Partners Fund and the Momentum Growth Fund – unregistered investment funds that Zoernack created and then managed through EquityStar. EquityStar was an unregistered investment adviser for Global Partners Fund and the Momentum […]
New York Area Financial Advisor Rafael Santiago Barred by FINRA Regarding VGTel Stock Fraud
Erez Law is currently investigating New York area financial advisor Rafael Santiago (CRD# 2494647) regarding losses sustained from investments in VGTel stock. Santiago was registered with the following firms in the past few years: Primary Capital, LLC in New York, New York (April 2015-February 2016 and July 2013-October 2014) Cor Clearing LLC in Edison, New […]
Did you Lose Money with Former LPL Financial LLC Financial Advisor Cory Brunell Regarding Inverse ETFs?
Erez Law is currently investigating former LPL Financial LLC financial advisor Cory Brunell (CRD# 3260340) regarding losses sustained from unsuitable recommendations in inverse exchange traded funds (ETFs). Brunell was registered with LPL Financial LLC in Valley Springs, California from 2007 to 2015. An inverse ETF is an exchange-traded fund that is traded on a public […]
Barred Broker: Former Radnor Research & Trading Company LLC Financial Advisor William Scholander
Erez Law is currently investigating former Radnor Research & Trading Company LLC financial advisor William Scholander (CRD# 2938044) regarding a fraudulent stock scheme. Scholander was registered with Radnor Research & Trading Company LLC in New York, New York from 2011 to 2015 before he was terminated regarding, “A decision of the NAC to uphold the […]
Raymond James Financial Services, Inc. Financial Advisor Ramesh Madhusudan Has $9 Million Pending Customer Dispute
Erez Law is currently investigating Raymond James Financial Services, Inc. financial advisor Ramesh Madhusudan (CRD# 5389923) regarding unsuitability, breach of fiduciary duty and churning in customer accounts, among other securities violations. Madhusudan has been registered with Raymond James Financial Services, Inc. in Miami, Florida since August 2015. Previously, he was registered with: JHD Capital Advisors, […]
Newbridge Securities Corp. Fined $499,000 For Failure to Supervise a Broker
Erez Law is currently investigating Newbridge Securities Corp. (CRD# 104065) financial advisors across the country. The Boca Raton-based firm has 28 prior regulatory events on their CRD report. In July 2017, Newbridge Securities Corp. was fined $499,000 by Pennsylvania Department of Banking and Securities for failure to supervise an agent in connection with sales of […]
Have You Suffered Energy Sector Losses from Former Morgan Stanley Financial Advisor Edward Barger?
Erez Law continues to investigate former Morgan Stanley financial advisor Edward Barger (CRD# 1360282) regarding a reckless and unsuitable concentration in speculative energy sector investments (see previous post on Barger from February 2017 here). Barger was registered with Morgan Stanley in Miami, Florida from 2009 to November 2016. Barger is not currently registered with any […]