Every FINRA arbitration claim filed by an investor tells a story about what went wrong in a brokerage account. But the patterns across FINRA customer arbitrations reveal something broader: the same types of broker misconduct, unsuitable recommendations, misrepresentations, supervisory failures, … Continue reading
MML Investors Services, LLC broker Kevin Paasch (CRD# 2213833) is accused of mutual fund losses. He has been registered with MML Investors Services, LLC in Virginia Beach, Virginia, since 2005. Kevin Paasch Customer Complaints He has been the subject of … Continue reading
Can I recover losses from investments with former Elite Wealth Management, Inc. broker Robert Lybbert (CRD# 7451138)? He was registered as a financial advisor with Edward Jones in Issaquah, Washington, from 2025 to 2026. He was registered with Elite Wealth … Continue reading
Were you the victim of former Aegis Capital Corp. broker Michael Schiavello (CRD# 2153242)? He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital Corp. in Garden City, New … Continue reading
Did you lose money investing with Cetera Advisors LLC broker James Witkowski (CRD# 4221931)? He has been registered with Cetera Advisors LLC in Liberty, Missouri, since 2009, and Cetera Investment Advisers LLC in Liberty, Missouri, since 2024. He was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Thurston Springer Advisors broker Jenna Spurrier (CRD# 4284511) related to stock losses. She has been registered with Thurston, Springer, Miller, Herd & … Continue reading
Can I recover losses from investments with TD Bank N.A. broker Franklin Lainez (CRD# 7721324)? He has been registered with TD Private Client Wealth LLC in New York, New York, since 2025, and TD Private Client Wealth LLC in Staten … Continue reading
Can you recover losses due to investments with former Oppenheimer & Co. Inc. broker John Pescatore (CRD# 2183696)? He has been registered with Ameriprise Financial Services, LLC in Boca Raton, Florida, since 2025. He was registered with Oppenheimer & Co. … Continue reading
Erez Law is currently investigating Gold Coast Securities, Inc. broker Lisa Grosskopf (CRD# 3213930) regarding investment losses. She has been registered with Peak Brokerage Services, LLC in Burbank, California, since 2024. She was registered with Gold Coast Securities, Inc. in … Continue reading
Did you lose money investing with former J.P. Morgan Securities LLC broker Marc Koch (CRD# 4978078), who is accused of real estate security losses? He has been registered with Morgan Stanley in New York, New York, since 2023. He was … Continue reading