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Were You a Victim of Former Arive Capital Markets Broker John Santariello

Posted on Tuesday, November 5th, 2019 at 12:07 pm    

Erez Law is currently investigating former Arive Capital Markets broker John Santariello (CRD# 5746158) regarding stock losses. Santariello was registered with Arive Capital Markets in Coram, New York from 2016 to 2018. Previously, Santariello was registered with the following brokerage firms: Cape Securities Inc. in Lake Grove, New York (08/11/2015 – 06/27/2016) Joseph Gunnar & […]

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How to Bring a Claim Against Former Wedbush Securities Inc. Broker Michael Sims

Posted on Tuesday, November 5th, 2019 at 12:04 pm    

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Wedbush Securities Inc. broker Michael Sims (CRD# 1034180). Sims was registered with Wedbush Securities Inc. in Santa Rosa, California from 2005 to 2019. Sims has been the subject of four customer complaints between 2009 and 2019, according […]

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Former Spartan Capital Securities, LLC Broker Dean Kajouras Faces $1.6 Million Customer Complaint

Posted on Tuesday, November 5th, 2019 at 12:02 pm    

Former Spartan Capital Securities, LLC broker Dean Kajouras (CRD# 1436548) accused of unsuitable over-concentration in customer accounts. Kajouras has been registered with Fordham Financial Management, Inc. in New York, New York since 2014. Previously, Kajouras was registered with Spartan Capital Securities, LLC in New York, New York from 2008 to 2014. In October 2016, Massachusetts […]

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Were You a Victim of Former First Standard Financial Company LLC Broker Andre Davis?

Posted on Tuesday, November 5th, 2019 at 11:58 am    

Erez Law is currently investigating former First Standard Financial Company LLC broker Andre Davis (CRD# 1417097) regarding client investment losses. Davis has been registered with Paulson Investment Company LLC in New York, New York since July 2019. Previously, Davis was registered with First Standard Financial Company LLC in Red Bank, New Jersey from 2015 to […]

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Warning to Investors: Ausdal Financial Partners, Inc. Broker Christopher Neston Investment Losses

Posted on Tuesday, November 5th, 2019 at 11:42 am    

There are options for customers of Ausdal Financial Partners, Inc. broker Christopher Neston (CRD# 2741497) who suffered investment losses. Neston has been registered with Ausdal Financial Partners, Inc. in North Oaks, Minnesota since 2011. Neston has been the subject of two customer complaints between 2017 and 2019, according to his CRD report: May 2019. “Customer […]

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Former Morgan Stanley Broker Justin Amaral Accused of Excessive Trading

Posted on Tuesday, November 5th, 2019 at 11:39 am    

Former Morgan Stanley broker Justin Amaral (CRD# 4440980) is accused of churning customer accounts and generating excessive commissions. Amaral has been registered with Morgan Stanley in Boston, Massachusetts from 2009 to 2014, when he was terminated regarding, “the allegations related to, among other issues, the employee’s status as an executor and beneficiary in a client’s […]

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Were You the Victim of Former Aegis Capital Corp. Broker Tariq Sales?

Posted on Tuesday, November 5th, 2019 at 11:35 am    

There are options for customers of former Aegis Capital Corp. broker Tariq Sales (CRD# 2851440) who suffered investment losses. Sales was registered with Newbridge Securities Corporation in New York, New York from 2014 to 2018. Previously, Sales was registered with Aegis Capital Corp. in New York, New York from 2010 to 2014. Sales has been […]

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Can I Recover Losses Due to Investments with Former Merrill Lynch Broker Marcus Boggs?

Posted on Tuesday, November 5th, 2019 at 11:29 am    

Did you lose money investing with former Merrill Lynch broker Marcus Boggs (CRD# 5055667)? Boggs was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Chicago, Illinois from 2006 to 2018, when he was terminated regarding, “Conduct including withdrawal of funds from client accounts without their knowledge or approval.” In August 2019, the Securities […]

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Did You Lose Money with Former JPMorgan Chase Bank, Na Broker Trevor Rahn?

Posted on Wednesday, October 30th, 2019 at 10:08 am    

Erez Law is currently investigating former JPMorgan Chase Bank, Na broker Trevor Rahn (CRD# 2196155) regarding unauthorized trading in customer accounts. Rahn was registered with JPMorgan Chase Bank, Na in Los Angeles, California from 2010 to 2018, when he was terminated regarding, “unacceptable practices by the representative relating to the timing and size of orders […]

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Can I Recover Losses from Westminster Financial Securities, Inc. Broker Lawrence Brazie?

Posted on Wednesday, October 30th, 2019 at 10:05 am    

Forty year industry veteran Lawrence Brazie (CRD# 857097) of Westminster Financial Securities, Inc. receives customer complaint for unsuitable investment recommendations. Brazie has been registered with Westminster Financial Securities, Inc. in Dayton, Ohio since 1987. Brazie has been the subject of two customer complaints between 2001 and 2019, according to his CRD report: June 2019. “The […]

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