Can I recover losses from investments with Wells Fargo Clearing Services, LLC broker Brendan Jones (CRD# 6127657)? He has been registered with Wells Fargo Clearing Services, LLC in Winter Park, Florida, since 2024, and with Wells Fargo Advisors in Winter … Continue reading
Can I recover losses from investments with former Lime Trading Corp. broker Jeffrey Sime (CRD# 1554798)? He has been registered with Atlas Clearing, Inc. in Salt Lake City, Utah, since 2025. He was registered with Lime Trading Corp. in New … Continue reading
Former Lincoln Financial Advisors Corporation broker Peter Maller (CRD# 2322403) is accused of unsuitable investment recommendations. He has been registered with Osaic Wealth, Inc. in Hunt Valley, Maryland, since 2025. He was registered with Lincoln Financial Advisors Corporation in Hunt … Continue reading
Did you lose money investing with LPL Financial LLC broker Eric Johnson (CRD# 5545450)? He has been registered with LPL Financial LLC in Paramus, New Jersey, since 2024. He was registered with Fidelity Personal And Workplace Advisors in Paramus, New … Continue reading
Erez Law is currently investigating former Edward Jones broker Goutam Datta (CRD# 6060441) related to investment losses. He has been registered with Wells Fargo Advisors Financial Network, LLC in Coppell, Texas, since 2025, and Wells Fargo Advisors in Coppell, Texas, … Continue reading
Roditi & Roditi, LLC broker Guillermo Dominguez (CRD# 5094605) is accused of stock losses. He has been registered as a managing member of Roditi & Roditi, LLC in Los Angeles, California, since 2012, and as a managing member with New … Continue reading
There are options for clients of TPEG Securities, LLC broker Trent Tomlin (CRD# 2630748), who is accused of investment losses. He has been registered as a strategic partner with TPEG Securities, LLC in Southlake, Texas, since 2014, and president of … Continue reading
Were you the victim of investment losses with Craft Capital Management LLC broker Anthony Pucci (CRD# 6120523)? He has been registered with Craft Capital Management LLC in Houston, Texas, since 2018. He was registered with Aegis Capital Corp. in New … Continue reading
Were you the victim of Arete Wealth Management, LLC broker Richard Raymond Brown (CRD# 2541545)? He has been registered with Arete Wealth Management, LLC in Nashville, Tennessee, since 2019, and with Arete Wealth Advisors, LLC in Valley Village, California, since … Continue reading
Erez Law is currently investigating Texas Securities, Inc. broker Carl Latz (CRD# 1473936) regarding energy sector losses. He has been registered with Texas Securities, Inc. in Carrollton, Texas, since 2010. Carl Latz Customer Complaints He has been the subject of … Continue reading