Erez Law is currently investigating UBS Financial Services Inc. broker Steven Delsesto (CRD# 1228938) regarding unauthorized trades. He has been registered with UBS Financial Services Inc. in Providence, Rhode Island, from 1995 to 2024. Steven Delsesto Customer Complaints He has … Continue reading
Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Mario Martinez (CRD# 6144561) is accused of misappropriation. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Lauderdale, Florida, from 2015 to 2025, when he was terminated regarding, … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Thomas Steele (CRD# 6131730)? He has been registered with Morgan Stanley in Atlanta, Georgia, since 2017. He was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated … Continue reading
Can you lose money investing with PFS Investments Inc. broker Jose Quinones (CRD# 1310742)? He was registered with PFS Investments Inc. in Kissimmee, Florida, from 2014 to 2024, when he was terminated regarding, “The representative was under internal review for … Continue reading
Did you lose money investing with Carter, Terry & Company broker Sandy Leff (CRD# 1796695)? She has been registered with Carter, Terry & Company, Inc. in Atlanta, Georgia, since 2016. She was registered with Janney Montgomery Scott LLC in Atlanta, … Continue reading
Former Spartan Capital Securities, LLC broker Jordan Meadow (CRD# 6116538) is accused of stock losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2018 to 2023, and Newbridge Securities Corporation in White Plains, New … Continue reading
There are options for clients who lost money investing with Cetera Investment Services LLC broker Peter Chow (CRD# 6125403). He has been registered with Cetera Investment Services LLC in Arcadia, California, since 2024. He was registered with Citigroup Global Markets … Continue reading
Former Aegis Capital Corp. broker Peter Sandler (CRD# 2847717) was accused of private placement losses. He has been registered with Dominari Securities LLC in New York, New York, since 2024. He was registered with Aegis Capital Corp. in New York, … Continue reading
Did you lose money investing with Morgan Stanley broker Norma Sepulveda (CRD# 1247666)? She has been registered with Morgan Stanley in Winter Park, Florida, since 2009. Norma Sepulveda Customer Complaints She has been the subject of one customer complaint, according … Continue reading
Former Wells Fargo Clearing Services, LLC broker Mahmoud Elawadi (CRD# 5319152) is accused of unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Orlando, Florida, from 2019 to 2026, when he was terminated regarding, “The Firm … Continue reading