Unsuitable Investment Recommendations by Former D.H. Hill Securities, LLLP Broker Joel Barjenbruch

D.H. Hill Securities, LLC

Erez Law is currently investigating former D.H. Hill Securities, LLLP broker Joel Barjenbruch (CRD# 5295640) regarding unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in St. Louis, Missouri, since 2024. He was registered with Prudential Financial Planning Services in Omaha, Nebraska, from 2023 to 2024, Pruco Securities, LLC in Omaha, Nebraska, from 2023 to 2024, and D.H. Hill Advisors, Inc. D.H. Hill Securities, LLLP in Lincoln, Nebraska, from 2015 to 2023. 

Joel Barjenbruch Customer Complaints

He has been the subject of one customer complaint, according to his CRD report:

September 2024. “Claimants became clients in Jan 2021 and continue to be clients of representative. Claimants allege unsuitable recommendation of product.” The customer sought $250,000 in damages, and the case was settled for $125,000. The complaint was regarding a debt-backed asset, and it took place while he was registered with D.H. Hill Securities, LLLP

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, D.H. Hill Securities, LLLP may be liable for investment or other losses suffered by Joel Barjenbruch’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.