Category: Unsuitability

Independent Financial Group

Erez Law is currently investigating former Independent Financial Group, LLC broker Armando Roman (CRD# 4414526) regarding overconcentrated and unsuitable investment recommendations. He was registered with Independent Financial Group, LLC in Scottsdale, Arizona from 2006 to 2021.  Armando Roman Customer Complaints … Continue reading

centaurus financial inc

Erez Law is currently investigating Centaurus Financial, Inc. financial advisor Cindy Facin (CRD# 1015592) regarding inappropriate and unsuitable investment recommendations. Facin has been registered with Centaurus Financial, Inc. in Lexington, South Carolina since 2015. Facin has been the subject of … Continue reading