Erez Law is currently investigating Coastal Equities, Inc. broker Jamie Nowakowski (CRD# 4472043) regarding GWG Holdings Inc. L Bonds losses. He has been registered with Equitable Advisors, LLC in Hebron, Connecticut since 2020. Previously, he was registered with Coastal Equities, Inc. in Hebron, Connecticut from 2017 to 2020.
Jamie Nowakowski Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2022. “Claimant alleges the RR made unsuitable recommendations and failed to perform adequate due diligence on GWG.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding direct investments and the complaint took place while he was registered with Coastal Equities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Coastal Equities, Inc. may be liable for investment or other losses suffered by Jamie Nowakowski’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.