- UBS Ordered to Pay $3.86 Million to ‘YES’ Investors – AdvisorHub.com
- UBS Must Pay Clients $3.9M Over YES Options Strategy – ThinkAdvisor.com
- UBS Loses another YES Case, Will Have to Pay Nearly $3.9 Million– Barrons.com
- Morgan Stanley loses appeal of $3.3 million FINRA arbitration
- Arbitrators Hit Morgan Stanley with $3 Million Sanction for Flouting Rules
- Finra arbitrators order Morgan Stanley to pay $3.3 million for concealing evidence
- Morgan Stanley Pays $3M For Discovery Lapse In FINRA Case
- UBS Ordered to Pay $7.8 Million in Puerto Rico Arbitration
- UBS to pay $4.3 million in Puerto Rico bonds claim
- Broken Bonds: The role Wall Street played in wiping out Puerto Rico Savings
- Former Morgan Stanley Broker Sold Unreliable Puerto Rico Bonds
- Morgan Stanley must pay $4.5 million to Banamex: panel
- Morgan Stanley Ordered to Pay $4.5 Million to Mexico-Based Trust
- FINRA panel smacks Morgan Stanley with $4.5M arbitration award
- Citigroup Global — formerly Smith Barney — hit with $3.1M arbitration award
- RBC Ordered to Pay Couple $831,000 Related to Sale of Lehman Stock
- Merrill Owes Couple $1.3M For Fannie Mae InvestmentMiniaci family wins $1M award against Morgan Keegan & Co.
- Morgan Keegan slapped with $1.38 million arbitration award
- Ex-Morgan Stanley broker at center of Puerto Rico bond disputes
- Morgan Stanley Told to Pay Client $850,000
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