In the News
- Arbitrators Hit Morgan Stanley with $3 Million Sanction for Flouting Rules
- Finra arbitrators order Morgan Stanley to pay $3.3 million for concealing evidence
- Morgan Stanley Pays $3M For Discovery Lapse In FINRA Case
- UBS Ordered to Pay $7.8 Million in Puerto Rico Arbitration
- UBS to pay $4.3 million in Puerto Rico bonds claim
- Broken Bonds: The role Wall Street played in wiping out Puerto Rico Savings
- Former Morgan Stanley Broker Sold Unreliable Puerto Rico Bonds
- Couple Wins $2.5 Million in Arbitration Against UBS
- UBS hit with $2.5M award in Puerto Rico FINRA arbitration case
- UBS hit with $2.5 million award in Puerto Rico case
- Ex-Broker Ordered to Pay Former NBA Player $2M
- Morgan Stanley must pay $4.5 million to Banamex: panel
- Morgan Stanley Ordered to Pay $4.5 Million to Mexico-Based Trust
- Finra panel smacks Morgan Stanley with $4.5M arbitration award
- Exclusive: UBS faces criminal probe for Puerto Rico bond fund sales – lawyers
- The time is now to file claims for investment losses
- UBS in the hot seat amid Puerto Rican bond crisis
- Miami Lawyers Help Investors Recoup Money After Broker’s Bad Recommendations
- Puerto Rico’s bond losses hit local investors
- Many bond investors ‘trapped’ in closed-end funds
- Orlando couple win $3.1M award from Citigroup Global
- Citigroup Global — formerly Smith Barney — hit with $3.1M arbitration award
- Citi Ordered to Pay Two Investors $3.1 Million for Losses
- Citigroup must pay couple $3.1 million for not overseeing broker: panel
- Florida Couple Wins $830,000 After Lehman Investment
- RBC Slammed With Punitive Damages in FINRA Arbitration Case, Announces Sonn & Erez PLC
- RBC Loses Finra Arbitration Over Lehman Stock Advice
- RBC Ordered to Pay Couple $831,000 Related to Sale of Lehman Stock
- Vanished: Boca lawyer’s troubling tale
- Miami Dolphins player demands refund from D.C. firm over investment
- Lawsuit: Miami Dolphins’ Jared Odrick sacked by investment advisor
- Ex-Lehman rep scores rare arb win as forgivable loan is forgiven
- Panel awards couple $1.34 million in securities dispute
- Bank of America Merrill Lynch hit with $1.3 million arbitration order
- Merrill ordered to pay couple $1.34 mln over Fannie Mae shares
- Merrill Lynch Slammed With $1.33 Million Verdict Over Fannie Mae Preferred Stock, Says Sonn & Erez
- Merrill Owes Couple $1.3M For Fannie Mae Investment
- Sonn | Erez PLC Recovers Punitive Damages Against Morgan Keegan in FINRA Arbitration Press Release: Sonn
- Sonn and Erez Announces Investigation of Behringer Harvard Holdings and Behringer Harvard Stategic Opportunity Fund
- Morgan Keegan fights tough against former fund investors
- Regions Financial Corp.’s Morgan Keegan Hit With Another Arbitration Verdict Relating to RMK High Yield Funds, Says Sonn & Erez PLC
- $67 Million Verdict Against TD Bank a Wake Up Call to Banks to be More Vigilant, Says Sonn & Erez, PLC
- Regions Financial Corp.’s Morgan Keegan Hit with $200 Million Dollar Fine by Regulators, Says Sonn & Erez, PLC
- SEC says Plantation pair misappropriated $30 million
- Sonn & Erez PLC Says Securities American Ordered to Pay Investor $1.2 Million Over Medical Capital Ponzi Scheme
- Miniaci family wins $1M award against Morgan Keegan & Co.
- Sonn & Erez, PLC Announces That Regions Financial Corp.’s Morgan Keegan Ordered to Pay Investors $1 Million Relating to RMK Bond Funds
- Morgan Keegan Hit With $1.1 Million Award
- Attorneys recover for couple whose conservative investment was risky
- Morgan Stanley Told to Pay Client $850,000