Investment Fraud Attorneys

Financial advisors encourage investors to believe in them, building relationships with investors and relying on a foundation of trust and confidence to conduct business. Sadly, there will always be brokers who abuse this trust and use the broker-investor relationship to their own ends. Brokers and brokerage firms often claim they act in the best interests of their investors when, in reality, they may convince investors to purchase investments and securities with incomplete, deficient or misleading information or investments that unsuitable, which is to say are not appropriate for their clients.

When broker misconduct or deceit results in investor financial losses, victims need a team of high-quality attorneys they can rely on for representation. There aren’t many such law firms available, however. In the U.S., there are only about 300 law firms who tackle this kind of work, and of those, very few do it full-time. Erez Law has the depth, resources and personnel that other firms – both large and small – don’t possess. Our firm has the manpower and infrastructure other firms lack.

Helping You Fight Dishonest Brokers

Erez Law serves investors who have suffered losses at the hands of fraudulent and dishonest brokers from across the U.S. including Puerto Rico and nations across Latin America, like Argentina, Colombia, Mexico, and Venezuela. Many people lose their retirement savings and investments without realizing they were working with a bad broker. While stock and bond prices do rise and fall, some losses stem from broker misconduct – not the natural market tide. The experienced lawyers at Erez Law can help clients tell the difference between honest and fraudulent losses.

Erez Law understands that investors have worked for years and often decades saving for retirement, children’s education, to support family members, to accumulate wealth, to create a sense of financial security or to leave behind a legacy. Dishonest brokerage firms and brokers can dash those aspirations with just a few bad recommendations or actions. Investors that sustained investment losses may be the victims of brokerage firms and financial advisors that are incompetent or acted intentionally to mislead their customers.

Whether by negligence or fraud, brokerage firms and financial advisors that have failed to follow industry standards and applicable rules and laws may be responsible for their customer’s losses. Erez Law specializes in representing investors in cases to recover investment losses when caused by wrongful conduct. Erez Law represents individual investors, retirees, trusts, pension plans, partnerships, family partnerships, family offices and ultra-high net worth individuals.

Jeffrey Erez and his team of licensed attorneys help investors who have sustained significant stock and bond losses, fund losses, or structured product losses due to bad financial advisors. As a skilled securities fraud and broker misconduct law firm, we can thoroughly investigate your claim and tell you if we believe you have a case. We will help you decipher if a bad broker infringed upon your rights as a trusting investor.

Over the years, our team has handled a variety of broker misconduct cases across the United States, including those involving:

  • Unsuitable investments
  • Fraud or misrepresentation
  • Lack of diversification
  • Dishonest investment advice
  • Selling away
  • Churning
  • Excessive use of margin
  • Unauthorized trading
  • Violation of state and federal regulations
  • Failure to supervise

No matter what type of investment cost you money, Erez Law has the resources to provide high-quality legal representation. Be it junk bonds, Ponzi schemes, or bad oil and gas investments, our attorneys have the education and knowledge to handle your case with the care it deserves. Erez Law understands how terribly damaging bad or incorrect financial advice can be on a family’s finances and future. Do not let one investment ruin your life. Trust Erez Law to help bring bad financial advisers to justice.

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Our Most Successful Cases
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Did a Financial Advisor’s Misconduct Harm You? Erez Law Can Help

Investors from around the globe come to Erez Law when they need diligent attorneys to level the playing field against the most powerful industry in the world: Wall Street. When a broker fails to live up to his or her professional duties, civil law presents a resolution for victims. Your broker may have put your money in risky investments, ignored your instructions, committed retirement investment fraud, or otherwise abused your trust. If this sounds familiar, you may have the opportunity to get some or all of your money back.

At Erez Law, we are committed to protecting retirees and investors from broker misconduct. We know which legal avenues to take on behalf of our clients. Over the years, we’ve spoken with thousands of people through the world whom brokers and financial advisors have wronged. We’ve helped many clients get some or all of their money back from bad investments and untrustworthy brokers.

Erez Law specializes in broker misconduct, abuse, and malpractice. Unfortunately, more stockbrokers than people realize take advantage of positions of power to trick investors into making poor choices that will ultimately benefit themselves. When this happens, many people blame themselves or are too embarrassed to seek help.

If you believe that you’re the victim of such misconduct, know you aren’t the only one, and you’re not alone. Contact Erez Law to learn your rights in these situations. Most firms don’t have the experience of our team or the necessary size. We’re happy to discuss your situation in detail in a free one-on-one consultation with one of our lead attorneys. Call (888) 840-1571 or contact us online to get started.

Contact Us

If a fraudulent financial advisor harmed you, we may be able to help. Find out if you have a case against your broker by calling Erez Law or filling out our online contact form to get in touch. A compassionate member of our team will return your call and collect more information about your situation. Our consultations are always free, confidential, and protected by attorney-client privilege. Erez Law attorneys gives you the answers needed to move on from an encounter with a dishonest stock broker. Contact us today.

September 25, 2017
First Kentucky Securities Corporation Financial Advisor William Fenwick Jr. Has $20 Million Pending Customer Complaint

Erez Law is currently investigating First Kentucky Securities Corporation financial advisor William Fenwick Jr. (CRD# 1547907) regarding unsuitable activities. Fenwick has been registered with First Kentucky Securities Corporation in Louisville, Kentucky since 2005. Fenwick has been the subject of three customer complaints between 2006 and 2017, according to his CRD report: May 2017. “Client is […]

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September 25, 2017
Broker-deal Spencer Edwards, Inc. in Colorado Fined Regarding Unregistered Securities

Erez Law is currently investigating broker-deal Spencer Edwards, Inc. financial advisors regarding participating in unregistered securities. Spencer Edwards, Inc. is a broker-dealer located in Centennial, Colorado. In March 2017, FINRA fined Spencer Edwards, Inc. $707,000 and suspend them with respect to accepting for deposit or liquidating previously deposited certificated securities until an independent consultant determines […]

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