Category: Closed End Funds
Erez Law is currently investigating Morgan Stanley broker Scott Wilson (CRD# 861144) regarding closed-end fund losses. He has been registered with Morgan Stanley in New York, New York since 2009. Scott Wilson Customer Complaints He has been the subject of … Continue reading
There are options for customers of former UBS Financial Services Inc. broker Parker Brickley (CRD# 6334260). He has been registered with UBS Financial Services Inc. in New York, New York from 2016 to 2022, when he was terminated regarding, “Employee … Continue reading
Former Morgan Stanley financial advisor James Mewhinney III (CRD# 857321) accused of excessive trading related to Closed End Funds (CEFs). Mewhinney has been registered with Morgan Stanley in Dallas, Texas from 2009 to August 2018. Mewhinney has been the subject … Continue reading