Category: Misrepresentation and Omissions
Can I recover losses from investments with former Kalos Capital, Inc. broker Daniel Mann (CRD# 4592568) regarding GPB Capital Holdings investment losses? He has been registered with Independent Financial Group, LLC in Henderson, Nevada since 2021. Previously, he was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Lincoln Financial Securities Corporation broker Walter Reyna (CRD# 1323478) related to investments in oil and gas securities. He has been registered with … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Kenneth Ilgner (CRD# 2316676) regarding variable annuity investment losses. He has been registered with MML Investors Services, LLC in East Hills, New York since 2017. Kenneth Ilgner Customer Complaints He … Continue reading
Former Equitable Advisors, LLC broker James Parascandola (CRD# 2866028) is accused of investment losses related to common and preferred stocks. He has been registered with Prudential Financial Planning Services and Pruco Securities, LLC in East Brunswick, New Jersey and Union … Continue reading
Were you the victim of former Kalos Capital, Inc. broker Martin McFarlin (CRD# 2838151) regarding unsuitable investment recommendations? He has been registered with Arkadios Capital in Murfreesboro, Tennessee since 2020. Previously, he was registered with Kalos Capital, Inc. in Murfreesboro, … Continue reading
There are options for customers of former UBS Financial Services Inc. broker Parker Brickley (CRD# 6334260). He has been registered with UBS Financial Services Inc. in New York, New York from 2016 to 2022, when he was terminated regarding, “Employee … Continue reading
Erez Law is currently investigating former Pruco Securities, LLC broker Jermaine Benjamin (CRD# 6152653) regarding unauthorized transactions. He was registered with Raymond James Financial Services, Inc. in St Petersburg, Florida from 2020 to 2022. Previously, he was registered with Pruco … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former J.P. Morgan Securities LLC broker Robert Klein (CRD# 1254422) regarding suitability concerns related to managed accounts. He has been registered with J.P. … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Glen Gatlin (CRD# 1734089) who is accused of misrepresentation? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Fort Worth, Texas since 2010. … Continue reading