Category: Misrepresentation and Omissions
Erez Law is currently investigating barred former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Crabtree (CRD# 1855649) who allegedly defrauded a customer. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Annapolis, Maryland since … Continue reading
Former Traderfield Securities Inc. broker Daniel Soliman (CRD# 6053300) faces two customer complaints regarding misrepresentation. He was registered with the following companies: J.P. Morgan Securities LLC in New York, New York from 2018 to 2019 Traderfield Securities Inc. in New … Continue reading
Erez Law is currently investigating Capital Investment Group, Inc. broker Anthony Pitta (CRD# 1958029) regarding allegations of misrepresentations. He has been registered with Capital Investment Group, Inc. in Melville, New York since 2010. Anthony Pitta Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with CreativeOne Securities, LLC broker Michael Binstock (CRD# 2728462) who is accused of misrepresentation. He has been registered with CreativeOne Securities, LLC in Chanhassen, … Continue reading
Can I recover losses from investments with former Kalos Capital, Inc. broker Daniel Mann (CRD# 4592568) regarding GPB Capital Holdings investment losses? He has been registered with Independent Financial Group, LLC in Henderson, Nevada since 2021. Previously, he was registered … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Lincoln Financial Securities Corporation broker Walter Reyna (CRD# 1323478) related to investments in oil and gas securities. He has been registered with … Continue reading
Erez Law is currently investigating MML Investors Services, LLC broker Kenneth Ilgner (CRD# 2316676) regarding variable annuity investment losses. He has been registered with MML Investors Services, LLC in East Hills, New York since 2017. Kenneth Ilgner Customer Complaints He … Continue reading
Former Equitable Advisors, LLC broker James Parascandola (CRD# 2866028) is accused of investment losses related to common and preferred stocks. He has been registered with Prudential Financial Planning Services and Pruco Securities, LLC in East Brunswick, New Jersey and Union … Continue reading
Were you the victim of former Kalos Capital, Inc. broker Martin McFarlin (CRD# 2838151) regarding unsuitable investment recommendations? He has been registered with Arkadios Capital in Murfreesboro, Tennessee since 2020. Previously, he was registered with Kalos Capital, Inc. in Murfreesboro, … Continue reading
There are options for customers of former UBS Financial Services Inc. broker Parker Brickley (CRD# 6334260). He has been registered with UBS Financial Services Inc. in New York, New York from 2016 to 2022, when he was terminated regarding, “Employee … Continue reading