Category: Misrepresentation and Omissions
![Catalyst Wealth Management](https://www.erezlaw.com/wp-content/uploads/2024/07/Unknown-1.jpeg)
Erez Law is currently investigating Catalyst Wealth Management broker Sanford Schmidt (CRD# 1163559) regarding accusations of misrepresentations. He has been registered with The Leaders Group, Inc. in Littleton, Colorado, since 2023, and with Catalyst Wealth Management in Northbrook, Illinois, since … Continue reading
![Cambridge Investment Research](https://www.erezlaw.com/wp-content/uploads/2022/11/Unknown-2.png)
You can recover losses due to recommendations by Cambridge Investment Research, Inc. broker Leo Rosner (CRD# 1011519). He has been registered with Cambridge Investment Research, Inc. in Beachwood, Ohio, since 2019. Leo Rosner Customer Complaints He has been the subject … Continue reading
![Frost Brokerage Services](https://www.erezlaw.com/wp-content/uploads/2024/06/Unknown.jpeg)
Former Frost Brokerage Services, Inc. broker Nicholas Watne (CRD# 3135342) is the subject of a $9.95 million customer complaint related to misrepresentations. He has been registered with Citizens Securities, Inc. in Johnston, Rhode Island, since May 2024. He was previously … Continue reading
![UBS Financial Services Inc.](https://www.erezlaw.com/wp-content/uploads/2022/09/Screen-Shot-2022-09-09-at-6.37.21-PM.png)
Erez Law is currently investigating former UBS Financial Services Inc. broker Damian Baird (CRD# 3097243). He was registered with Moors & Cabot, Inc. in Boston, Massachusetts from 2020 to 2023, with Morgan Stanley in Williamsville, New York, from 2018 to … Continue reading
![Morgan Stanley logo](https://www.erezlaw.com/wp-content/uploads/2017/05/Morgan-Stanley-logo.jpg)
Morgan Stanley broker Hugo Mantilla (CRD# 2197853) faces a $20 million customer complaint related to misrepresentations. He has been registered with Morgan Stanley in Miami, Florida, since 2009. Hugo Mantilla Customer Complaints He has been the subject of one customer … Continue reading
![Morgan Stanley](https://www.erezlaw.com/wp-content/uploads/2022/02/Untitled-design-3-e1684339108945.png)
There are options for clients of Morgan Stanley broker John Tofilon (CRD# 1354314) who suffered investment losses. He has been registered with Morgan Stanley in Barrington, Illinois, since 2009. John Tofilon Customer Complaints He has been the subject of one … Continue reading
![Great Point Capital LLC](https://www.erezlaw.com/wp-content/uploads/2024/03/unnamed-2.jpg)
Erez Law is currently investigating former Great Point Capital LLC broker Robert Lorente (CRD# 1425180), who is accused of real estate investment losses. He was registered with Aurora Securities in Livonia, Michigan, from 2022 to 2023. Previously, he was registered … Continue reading
![Morgan Stanley](https://www.erezlaw.com/wp-content/uploads/2022/02/Untitled-design-3-e1684339108945.png)
Former Morgan Stanley broker John Gascoyne (CRD# 1837286) is accused of misrepresentation resulting in investment losses. He was registered with Morgan Stanley in The Woodlands, Texas, from 2009 to 2023. John Gascoyne Customer Complaints He has been the subject of … Continue reading
![Centaurus Financial Inc. Logo](https://www.erezlaw.com/wp-content/uploads/2022/05/Unknown-3.jpeg)
Can you recover losses due to recommendations by Centaurus Financial, Inc. broker Richard DePalma (CRD# 4517536)? He has been registered with Centaurus Financial, Inc. in Erie, Pennsylvania, since 2007. Richard DePalma Customer Complaints He has been the subject of one … Continue reading
![UBS Financial Services Inc.](https://www.erezlaw.com/wp-content/uploads/2022/09/Unknown.png)
UBS Financial Services Inc. broker Michael Vassalotti (CRD# 1461475) was accused of misrepresentations related to insurance losses. He has been registered with UBS Financial Services Inc. in West Palm Beach, Florida, since 2012. Michael Vassalotti Customer Complaints He has been … Continue reading