Did you lose money investing with Morgan Stanley broker Garett Engel (CRD# 7708570)? He has been registered with Morgan Stanley in New York, New York, since 2023.
Garett Engel Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2025. “Claimant alleges violations of Reg BI and misrepresentation regarding a covered call options strategy implemented resulting in significant losses – May 2025 to July 2025.” The case is currently pending. The complaint was regarding an employee/employer stock option plan.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Garett Engel’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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