Were you the victim of Raymond James & Associates, Inc. broker Steven Schmitt (CRD# 4486457)? He has been registered with Raymond James & Associates, Inc. in Paramus, New Jersey, since 2022. He was registered with Morgan Stanley in New York, … Continue reading
David Lerner Associates, Inc. broker George Amanatides (CRD# 4611464) is accused of investment losses. He has been registered with David Lerner Associates, Inc. in Syosset, New York, since 2003. George Amanatides Customer Complaints He has been the subject of one … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with DFPG Investments, LLC broker Darren Speight (CRD# 5347461). He has been registered with DFPG Investments, LLC in San Jose, California, since 2015, and … Continue reading
Erez Law is currently investigating former Moloney Securities Co., Inc. broker Dorris Jones (CRD# 735200) regarding allegations of customer investment losses. She has been registered with Berthel, Fisher & Company Financial Services, Inc. in Nashville, Tennessee, since 2025, and with … Continue reading
Did you lose money investing with Cetera Investment Services LLC broker Roger Turcotte (CRD# 1180997)? He has been registered with Cetera Investment Services LLC in Tampa, Florida, since 2019, and Cetera Investment Advisers LLC in Tampa, Florida, since 2022. He … Continue reading
Erez Law is currently investigating Morgan Stanley broker Araya Mesfin (CRD# 4828859), who is accused of unsuitable investment recommendations. She has been registered with Morgan Stanley in Atlanta, Georgia, since 2024. She was registered with UBS Financial Services Inc. in … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Tabrenia Davidson (CRD# 3048752) who suffered investment losses due to unsuitable investment recommendations. She has been registered with Wells Fargo Clearing Services, LLC in Louisville, Colorado, since 2017. … Continue reading
Did you lose money due to unsuitable investment recommendations by 1031 Securities Inc. broker Lawrence Karp (CRD# 7807108)? He has been registered with 1031 Securities Inc. in Boca Raton, Florida, since 2024. Lawrence Karp Customer Complaints He has been the … Continue reading
Were you the victim of former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Reginald Rasmussen (CRD# 3078635)? He has been registered as an investment adviser representative with International Assets Investment Management in Orlando, Florida, since 2023. He was registered … Continue reading
Erez Law is currently investigating The Strategic Financial Alliance, Inc. broker Jason D’Amelio (CRD# 4495800), who is accused of inappropriate investment recommendations. He has been registered with The Strategic Financial Alliance, Inc. in Rockville Centre, New York, since 2018. He … Continue reading