Erez Law is currently investigating Tobin & Company Securities LLC broker Stanley Bradshaw III (CRD# 6440058) regarding unsuitable investment recommendations. He was registered with Tobin & Company Securities LLC in Charlotte, North Carolina, from 2015 to 2019. Stanley Bradshaw III … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Morgan Stanley broker Ernest Dean Jr. (CRD# 2223858). He has been registered with Morgan Stanley in Sarasota, Florida, since 2011. Ernest Dean Jr. … Continue reading
Erez Law is currently investigating Planning Solutions International, LLC financial advisor Kendal Fordham (CRD# 6504618). He has been listed as president and CCO of Privileged Planning Inc. in Saint Johns, Florida, since 2023, and a financial advisor with Planning Solutions … Continue reading
There are options for clients of J.P. Morgan Securities LLC broker Mark Brucato (CRD# 6940034) who suffered investment losses. He has been registered with J.P. Morgan Securities LLC in Wheaton, Illinois, since 2018. Mark Brucato Customer Complaints He has been … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Chester Donnally Jr. (CRD# 70050) regarding unsuitable investment recommendations. He was registered with UBS Financial Services Inc. in Dallas, Texas, from 2015 to 2022. According to his BrokerCheck profile, he … Continue reading
Erez Law is currently investigating former Tobin & Company Securities LLC broker Michael Petrucelli (CRD# 6339745). He has been listed as president of government solutions divisions at Rational 360, Inc. in Washington, DC, since 2020, as an investment adviser representative … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Stephen Wiedemann (CRD# 2212349). He has been registered with Wells Fargo Clearing Services, LLC in Newport Beach, California, since 2018. He was registered with Ameriprise Financial Services, Inc. … Continue reading
Can you recover losses due to recommendations by former Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bryce Jones (CRD# 6361728)? He has been registered with Independent Financial Group, LLC in Washington, Utah, since 2022. He was registered with Merrill Lynch, … Continue reading
Arkadios Capital broker Ronald York Jr. (CRD# 4308987) is accused of unsuitable investment recommendations. He has been registered with Arkadios Capital and Arkadios Wealth Advisors in Wall, New Jersey, since 2019. He was registered with Triad Advisors, LLC in Wall, … Continue reading
Erez Law is currently investigating Spartan Capital Securities, LLC broker John Stapleton (CRD# 2791194) regarding unsuitable investment recommendations. He has been registered with Spartan Capital Securities, LLC in Garden City, New York, since 2015. Previously, he was registered with Craig … Continue reading