Category: Unsuitable Investments

Wells Fargo logo

Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Scott Spruth (CRD# 1049999) regarding unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Newport Beach, California from 2008 to 2021. Scott Spruth Customer … Continue reading

Merrill Lynch

Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Pettibone (CRD# 2846638) regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada since 2001.  Richard … Continue reading