Category: Unsuitable Investments
Were you the victim of Morgan Stanley broker Thomas Bonds (CRD# 1867556) regarding unsuitable investment recommendations? He has been registered with Morgan Stanley in Kirkland, Washington since 2009. Thomas Bonds Customer Complaints He has been the subject of five customer … Continue reading
Erez Law is currently investigating Hornor, Townsend & Kent, LLC broker Debra Clark (CRD# 1987661) regarding unsuitable investment recommendations. She has been registered with Hornor, Townsend & Kent, LLC in Wilton, Connecticut since 2010. Debra Clark Customer Complaints She has … Continue reading
Were you the victim of David Lerner Associates, Inc. broker Lawrence Merl (CRD# 2443190) who is alleged to make unsuitable investment recommendations? He has been registered with David Lerner Associates, Inc. in White Plains, New York since 1994. In 2004, … Continue reading
Can I recover unsuitable private placement losses from investments with David Lerner Associates, Inc. broker Lefranc Joseph (CRD# 6092379)? He has been registered with David Lerner Associates, Inc. in Lawrenceville, New Jersey since 2014. Lefranc Joseph Customer Complaints He has been … Continue reading
There are options for customers of former J.W. Cole Financial, Inc. broker Vincent Mastrovito (CRD# 2044645) who suffered investment losses due to unsuitable and over concentrated investments. He has been registered with J.W. Cole Financial, Inc. in Novi, Michigan from … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Daniel Evans (CRD# 1573625) who is accused of unsuitable investment recommendations? He has been registered with Wells Fargo Clearing Services, LLC in Seattle, Washington since 2003. Daniel Evans Customer … Continue reading
Wells Fargo Clearing Services, LLC broker Brian Turner (CRD# 5453135) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Clearing Services, LLC in Ellicott City, Maryland since 2009. Brian Turner Customer Complaints He has been the … Continue reading
Erez Law is currently investigating former Wells Fargo Clearing Services, LLC broker Scott Spruth (CRD# 1049999) regarding unsuitable investment recommendations. He was registered with Wells Fargo Clearing Services, LLC in Newport Beach, California from 2008 to 2021. Scott Spruth Customer … Continue reading
Can I recover losses from investments with former Oppenheimer & Co. Inc. broker Allan Snider (CRD# 429580) who suffered losses due to unsuitable investment recommendations? He was registered with Oppenheimer & Co. Inc. in Saddle Brook, New Jersey from 2011 … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Richard Pettibone (CRD# 2846638) regarding unsuitable investment recommendations. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Las Vegas, Nevada since 2001. Richard … Continue reading