Category: Unsuitable Investments
Can I recover losses from investments with Dempsey Lord Smith, LLC broker Jerry Parrish (CRD# 4951494) who is accused of unsuitable investment recommendations? He has been registered with Dempsey Lord Smith, LLC in Calhoun, Georgia since 2009. Jerry Parrish Customer … Continue reading
Can I recover corporate debt losses due to unsuitable investments with Moloney Securities Co., Inc. broker Christina Silvius (CRD# 4559574)? She has been registered with Moloney Securities Co., Inc. in Kansas City, Missouri since 2004. Christina Silvius Customer Complaints She … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Oppenheimer & Co. Inc. broker Anthony Manougian (CRD# 2293270) regarding unsuitable recommendations, churning, and unauthorized trading that caused investment losses. He has been … Continue reading
There are options for clients of broker James Siemonsma (CRD# 2172228) regarding unsuitable investment recommendations. He has been registered with MSEC, LLC in Omaha, Nebraska since 2017 and with Mariner Wealth Advisors in Omaha, Nebraska since 2017 and with Mariner … Continue reading
Were you the victim of UBS Financial Services Inc. broker Jordan Hayes (CRD# 2391254) who is accused of unsuitable investment recommendations? He has been registered with UBS Financial Services Inc. in Los Angeles, California since 2008. Jordan Hayes Customer Complaints … Continue reading
There are options for clients of Centaurus Financial, Inc. broker Carey James (CRD# 1420763) who suffered investment losses. He has been registered with Centaurus Financial, Inc. in Arroyo Grande, California since 2004. Carey James Customer Complaints He has been the … Continue reading
Were you the victim of CGIS Securities LLC broker Benjamin Soruco (CRD# 6463155) who is alleged to make unsuitable investment recommendations? He has been registered with CGIS Securities LLC in Miami, Florida since 2015. Benjamin Soruco Customer Complaints He has … Continue reading
Can I recover losses from investments with Lifemark Securities Corp. broker Patrick Durst (CRD# 6328382) who is accused of unsuitable investment recommendations? He has been registered with Lifemark Securities Corp. in Centennial, Colorado since 2018. Previously, he was registered with … Continue reading
There are options for customers of Crown Capital Securities, L.P. broker Thomas Ren (CRD# 2729198) who suffered losses due to unsuitable investment recommendations. He has been registered with Crown Capital Securities, L.P. in Roaring River, North Carolina since 2016. Thomas … Continue reading
Can I recover losses from investments with Lincoln Financial Advisors broker Airinhos Serradas (CRD# 2189985) who is accused of unsuitable investment recommendations? He has been registered with Lincoln Financial Advisors in Fishkill, New York since 2013. Previously, he was registered … Continue reading