Erez Law is currently investigating former B. Riley Wealth Management broker Mark Grant (CRD# 227528) regarding unsuitable investment recommendations. He has been registered with A.G.P. / Alliance Global Partners in New York, New York, since 2025. He was registered with … Continue reading
Wells Fargo Clearing Services, LLC broker Cameron Edmiston (CRD# 6388552) is accused of unsuitable investment recommendations. He has been registered with Wells Fargo Advisors Financial Network, LLC in Jacksonville, Florida, since 2026, Wells Fargo Clearing Services, LLC in Jacksonville, Florida, … Continue reading
Erez Law is currently investigating former Cetera Advisor Networks LLC broker Robert Burns (CRD# 4066393) regarding unsuitable investment recommendations. He has been registered with Cetera Wealth Services, LLC and Cetera Investment Advisers LLC in Greenwood Village, Colorado, since 2019. He … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Curtis Kroll (CRD# 6487481)? He has been registered with Wells Fargo Clearing Services, LLC in Jacksonville, Florida, since 2017, and Wells Fargo Advisors in Jacksonville, Florida, since 2018. Curtis … Continue reading
Did you lose money investing with Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Daniel Whiting (CRD# 5771724)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wellesley Hills, Massachusetts, since 2018, and as a financial … Continue reading
Great Point Capital broker Robert Pecha (CRD# 5579770) is accused of unsuitable investment recommendations. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, from … Continue reading
There are options for clients of former CS Planning Corp. broker Curt Stauffer (CRD# 2615431), who is accused of investment losses due to unsuitable investment recommendations. He has been registered with MCM Wealth in Lancaster, Pennsylvania, since 2026, and CS … Continue reading
There are options for clients of former Kestra Investment Services, LLC broker Carey Rolls (CRD# 5528735), regarding unsuitable investment recommendations. He was registered with Kestra Investment Services, LLC in Fort Worth, Texas, from 2023 to 2026, and with Principal Securities, … Continue reading
Were you the victim of former The Strategic Financial Alliance, Inc. broker Warren Prehmus (CRD# 1875927)? He has been registered with The Strategic Financial Alliance, Inc. in Peachtree Corners, Georgia, since 2003, and Bip Wealth, LLC in Norcross, Georgia, since … Continue reading
There are options for clients of Morgan Stanley broker Amelia Guidi (CRD# 5485709) who suffered investment losses. She has been registered with Morgan Stanley in Boulder, Colorado, since 2019. He was registered with UBS Financial Services Inc. in Boulder, Colorado, … Continue reading