Great Point Capital broker Robert Pecha (CRD# 5579770) is accused of unsuitable investment recommendations. He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Great Point Capital LLC in Chicago, Illinois, from 2020 to 2026, Primex in New York, New York, from 2019 to 2020, Concorde Asset Management, LLC in Port Jefferson, New York, from 2018 to 2019, Concorde Investment Services, LLC in Port Jefferson, New York, from 2017 to 2019, The Faragi Group in New York, New York, from 2013 to 2016, and DFPG Investments, Inc. in Staten Island, New York, from 2015 to 2016.
Robert Pecha Customer Complaints
He has been the subject of three customer complaints between 2020 and 2026, according to his CRD report:
May 2026. “Claimants allege unsuitable and negligent alternative investment recommendations by Respondent Great Point Capital, acting through its registered representative Robert Pecha. The alternative investments were purchased in 2023 on January 31, March 31, May 9, June 9 and August 15. The allegations include violation of Federal Securities Laws, violation of the New Jersey Uniform Securities Law, violation of the New York Consumers Protection Act, breach of contract, common law fraud, breach of fiduciary duty, negligence and gross negligence.” The customer is seeking $1,295,643 in damages, and the case is currently pending. The complaint was regarding real estate security losses, and it took place while he was registered with Great Point Capital.
August 2025. “Violation of common law fraud, breach of fiduciary duty, negligent failure to supervise, and negligence.” The customer is seeking $1,117,186.96 in damages. The complaint was regarding real estate security losses, and it took place while he was registered with Great Point Capital.
March 2020. “Claim is alleging breach of fiduciary duty, misrepresentation, and suitability relating to investments made in July 2017 to February 2018.” The customer sought $514,000 in damages, and the case was settled for $262,000. The complaint was regarding direct investment losses, and it took place while he was registered with Concorde Investment Services, LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Great Point Capital may be liable for investment or other losses suffered by Robert Pecha’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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