There are options for customers of Act Advisors investment adviser representative Patrick Latta (CRD# 4395019), who is accused of Individual Retirement Account (IRA) losses. He has been listed as an investment adviser representative with Act Advisors in Asheville, North Carolina, … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Michael Landis (CRD# 6116993)? He has been registered with Wells Fargo Clearing Services, LLC in Northampton, Pennsylvania, since 2012, and with Wells Fargo Advisors in Northampton, Pennsylvania, since 2018. … Continue reading
Former Wells Fargo Clearing Services, LLC broker Nicole Turosky (CRD# 5058944) is accused of individual retirement account (IRA) losses. She has been registered with Osaic Institutions, Inc. in Ridgefield, Connecticut, since 2025. She was registered with Wells Fargo Clearing Services, … Continue reading
TIAA-Cref Individual & Institutional Services, LLC broker Anthony Walia (CRD# 2951490) is accused of investment losses. He has been registered with Fidelity Brokerage Services LLC in Plainview, New York, since 2022, and Strategic Advisers LLC in Plainview, New York, since … Continue reading
Erez Law is currently investigating former UBS Financial Services Inc. broker Tracy Longstreet (CRD# 1768525) regarding IRA losses. She was registered with UBS Financial Services Inc. in Houston, Texas, from 2009 to 2024. In September 2024, FINRA barred him after … Continue reading
Commonwealth Financial Network broker Richard Rustic (CRD# 1128406) faces customer complaints regarding breach of fiduciary duty. He has been registered with Commonwealth Financial Network in Bristol, Connecticut, since 2002. Richard Rustic Customer Complaints He has been the subject of two … Continue reading
Did you lose money investing with Morgan Stanley broker Donna Mackay (CRD# 2440146)? She has been registered with Morgan Stanley in Palm Beach Gardens, Florida, since 2011. Donna Mackay Customer Complaints She has been the subject of three customer complaints … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Ian Pajcic (CRD# 4032124)? He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Ponte Vedra Beach, Florida, since 1999. Ian Pajcic Customer Complaints … Continue reading
Erez Law is currently investigating UBS Financial Services Inc. broker Dennis Oleszkowicz (CRD# 837970) regarding individual retirement account (IRA) investment losses. He has been registered with UBS Financial Services Inc. in Birmingham, Michigan since 2003. Dennis Oleszkowicz Customer Complaints He … Continue reading
Were you the victim of UBS Financial Services Inc. broker Laurel Bobrowich (CRD# 707915) due to investment fraud? She has been registered with UBS Financial Services Inc. in Wellesley, Massachusetts since 1980. Laurel Bobrowich Customer Complaints She has been the … Continue reading