Did you lose money investing with Pruco Securities, LLC broker Peter Watson (CRD# 3243686)? He has been registered with LPL Enterprise, LLC in Enumclaw, Washington, since 2024. He was registered with Prudential Financial Planning Services in Olympia, Washington, from 2002 … Continue reading
Category: Current Investigations
Were you the victim of Wells Fargo Clearing Services, LLC broker Scott Lauritzen (CRD# 5264235)? He has been registered with Wells Fargo Clearing Services, LLC in Charlotte, North Carolina, since 2010, and Wells Fargo Advisors in Charlotte, North Carolina, since … Continue reading
Can you recover losses due to investments with Raymond James & Associates, Inc. broker Michael Montalvo (CRD# 4549103)? He has been registered with Raymond James & Associates, Inc. in Orlando, Florida, from 2020 to 2025, when he was terminated regarding, … Continue reading
Former Davenport & Company LLC broker Harry Beadell (CRD# 15535) is accused of investment losses. He has been registered with Davenport & Company LLC in Richmond, Virginia, from 1991 to 2026. Harry Beadell Customer Complaints He has been the subject … Continue reading
Did you lose money investing with Stonecrest Capital Markets, Inc. broker Jabez Dewey (CRD# 5165287)? He has been registered with Stonecrest Capital Markets, Inc. in New York, New York, since 2022, and as founder of Paragon Equity Partners LLC in … Continue reading
There are options for clients of Forge Securities LLC broker Aleksandr Rabinovich (CRD# 7065371). He has been registered with Forge Securities LLC in San Francisco, California, since 2021. He was registered with Forge Markets LLC in San Francisco, California, from … Continue reading
Erez Law is currently investigating former D.H. Hill Securities, LLLP broker Joel Barjenbruch (CRD# 5295640) regarding unsuitable investment recommendations. He has been registered with LPL Enterprise, LLC in St. Louis, Missouri, since 2024. He was registered with Prudential Financial Planning … Continue reading
Did you lose money investing with Wells Fargo Clearing Services, LLC broker Thomas Mayer (CRD# 4793864)? He has been registered with Wells Fargo Clearing Services, LLC, and Wells Fargo Advisors in Lady Lake, Florida, since 2011. Thomas Mayer Customer Complaints … Continue reading
There are options for clients of Wells Fargo Clearing Services, LLC broker Mitchell Stillman (CRD# 1015970), who suffered investment losses. He has been registered with Wells Fargo Clearing Services, LLC in Scottsdale, Arizona, since 1990, and Wells Fargo Advisors in … Continue reading
Were you the victim of UBS Financial Services Inc. broker Richard Mirrielees (CRD# 6103848)? He has been registered with UBS Financial Services Inc. in Weehawken, New Jersey, since 2017. Richard Mirrielees Customer Complaints He has been the subject of one … Continue reading