Did you lose money investing with former Great Point Capital LLC broker Brady Lipp (CRD# 1359835)? He has been registered with Ni Advisors in Milpitas, California, since 2025. He was registered with Great Point Capital LLC in Chicago, Illinois, from 2021 to 2025, when he was terminated regarding, “Lipp was never authorized by GPC to be involved in fundraising for a firm named RahRah (TriState Solutions LLC d/b/a RahRah, “RahRah”). He had at one time brought RahRah to GPC and inquired whether GPC wished to have involvement and was told after review of RahRah’s proposal GPC was not interested and would not participate. GPC told Lipp that if he separately wished to be involved in an outside business activity with RahRah as a finder (as opposed to a private securities transaction) he would need to submit a written request to do so as required by FINRA Rule 3270. GPC would then review his submission. He never made any request but apparently continued to be involved with RahRah, which is a violation of GPC’s rules and procedures. One customer claims Lipp mishandled the involvement with RahRah to the customer’s detriment. As a result of the discovery by GPC, Lipp’s association with GPC was terminated.” He was registered with David A. Noyes & Company in Indianapolis, Indiana, from 2014 to 2018.
Brady Lipp Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
March 2026. “Claimants purport loss of their monies invested due to fraud and negligent supervision.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint took place while he was registered with Great Point Capital LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Great Point Capital LLC may be liable for investment or other losses suffered by Brady Lipp’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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