There are options for clients of former Wells Fargo Clearing Services, LLC broker James Medsker (CRD# 1294250), who is accused of excessive trading. He was registered with Wells Fargo Clearing Services, LLC in Dublin, Ohio, from 2018 to 2024. He … Continue reading
Buckman, Buckman & Reid, Inc. broker Alfred Block (CRD# 1192064) is accused of churning. He has been registered with Buckman, Buckman & Reid, Inc. in Little Silver, New Jersey, since 2017. He was registered with Viewtrade Securities, Inc. in Jersey … Continue reading
Erez Law is currently investigating former Spartan Capital Securities, LLC broker John Palma (CRD# 6848651) regarding excessive trading resulting in investment losses. He was registered with Spartan Capital Securities, LLC in New York, New York, from 2022 to 2025, SW … Continue reading
Were you the victim of Wells Fargo Clearing Services, LLC broker Jonathan Bourgeois (CRD# 5757664)? He has been registered with Wells Fargo Clearing Services, LLC in San Diego, California, since 2011. Jonathan Bourgeois Customer Complaints He has been the subject … Continue reading
Erez Law is currently investigating Joseph Gunnar & Co. LLC broker Leonard Rich (CRD# 375427). He has been registered with Joseph Gunnar & Co. LLC in Uniondale, New York since 2003. He was previously registered with Kirlin Securities Inc. in … Continue reading
Were you the victim of former SW Financial broker John Girgis (CRD# 5021526)? He was registered with SW Financial in New York, New York, from 2019 to 2023, and previously with Worden Capital Management LLC in New York, New York … Continue reading
Former SW Financial broker Michael Blumer (CRD# 4861312) faces a complaint related to excessive trading allegations. He was registered with Spartan Capital Securities, LLC in New York, New York from May to July 2023. Previously, he was registered with the … Continue reading
Were you the victim of investment losses due to unsuitable municipal bond portfolio recommendations by your UBS Financial Services Inc. investment broker? According to public records, a former client of UBS Financial Services Inc. filed a $10 million customer complaint … Continue reading
Independent Financial Group, LLC broker Stewart Ginn (CRD# 4503197) is accused of churning and excessively trading client accounts. He has been registered with Independent Financial Group, LLC in Santa Maria, California, since 2015. Previously, he was registered with Navian Capital … Continue reading
Former Aegis Capital Corp. broker Jack Terzi (CRD# 7008502) is accused of churning and unsuitable investment recommendations and unauthorized trades. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Levittown, New York, since 2022. Previously, he … Continue reading