Category: Mutual Funds Articles

Former PFS Investments Inc. broker Alan Ngo (CRD# 4273116) was barred by FINRA for selling away. He was registered with PFS Investments Inc. in Freehold, New Jersey, from 2003 to 2025. In May 2026, FINRA barred the broker after he … Continue reading →

There are options for clients of Oppenheimer & Co. Inc. broker Alexander Lanzman (CRD# 2878438) who suffered investment losses. He has been registered with Oppenheimer & Co. Inc. in New York, New York, since 2023. Alexander Lanzman Customer Complaints He … Continue reading →

There are options for clients of PFS Investments Inc. broker Michael MacDonald (CRD# 2329652), who suffered losses due to mutual fund investments. He has been registered with PFS Investments Inc. in Albany, New York, since 1993, and Primerica Advisors in … Continue reading →

There are options for customers of LPL Financial LLC broker Richard Tegge Jr. (CRD# 2948506) who suffered investment losses. He has been registered with LPL Financial LLC in Marquette, Michigan, since 2020. He was registered with Commonwealth Financial Network in … Continue reading →

Erez Law is currently investigating Stifel, Nicolaus & Company, Incorporated broker Michael Barry (CRD# 2690041) regarding mutual fund losses. He has been registered with Stifel, Nicolaus & Company, Incorporated in New Orleans, Louisiana, since 2015. He was registered with Sterne … Continue reading →

Were you the victim of PFS Investments Inc. broker Norman DSilva (CRD# 2420634)? He has been registered with PFS Investments Inc. in Penacook, New Hampshire, since 1994, and Primerica Advisors in Penacook, New Hampshire, since 2016. Norman DSilva Customer Complaints … Continue reading →

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Paychex Securities Corporation broker Michael Wind (CRD# 6622139). He has been registered with John Hancock Distributors LLC in Boston, Massachusetts, since 2022. … Continue reading →

Were you the victim of Cabot Lodge Securities LLC broker Stephen Meskan (CRD# 2001506)? He has been registered with Cabot Lodge Securities LLC in Chicago, Illinois, since 2019, and Cl Wealth Management LLC in Chicago, Illinois, since 2019. He was … Continue reading →

Erez Law is currently investigating LPL Financial LLC broker Janet Fieldman (CRD# 6158241), who is accused of mutual fund losses. She has been registered with LPL Financial LLC in Pueblo, Colorado, since 2021. He was registered with Cambridge Investment Research … Continue reading →

Can you recover losses due to recommendations by MML Investors Services, LLC broker Suldeep Madan (CRD# 6114646)? He has been registered with MML Investors Services, LLC in Long Island City, New York, since 2016. He was registered with NYLife Securities … Continue reading →