Category: Mutual Funds Articles
Were you the victim of LPL Financial LLC broker Richard Donatelli (CRD# 1652397)? He has been registered with LPL Financial LLC in Columbiana, Ohio, since 2017. Previously, he was registered with National Planning Corporation in Columbiana, Ohio, from 2012 to … Continue reading
Were you the victim of investment losses with American Portfolios Financial Services, Inc. broker Bernard Bostwick (CRD# 4327954)? He has been registered with American Portfolios Financial Services, Inc. in Lancaster, Pennsylvania, since 2011 and with Ambassador Advisors, LLC in Lancaster, … Continue reading
There are options for customers of Morgan Stanley broker Jeffrey Peyser (CRD# 4535614) who suffered mutual fund investment losses. He has been registered with Morgan Stanley in Short Hills, New Jersey, since 2009. Jeffrey Peyser Customer Complaints He has been … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Concourse Financial Group Securities, Inc. broker Thomas Lopshire (CRD# 2532500). He has been registered with Concourse Financial Group Securities, Inc. in San Mateo, … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Bradley Kitchener (CRD# 4332465) regarding mutual fund investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Oak Brook, Illinois, since 2001. … Continue reading
There are options for clients of Edward Jones broker Ryan Montgomery (CRD# 7158569) who lost money due to investments in mutual funds. He has been registered with Edward Jones in Cheyenne, Wyoming since 2019. Ryan Montgomery Customer Complaints He has … Continue reading
Erez Law is currently investigating former Wells Fargo Advisors Financial Network, LLC broker Adam Marquardt (CRD# 5307192) who was recently barred by FINRA related to investment losses. He has been registered with Cetera Advisors LLC in Rochester, Minnesota from 2020 … Continue reading
In July 2022, the Securities and Exchange Commission (SEC) censured and fined Private Advisor Group $5.8 million for allegedly recommending high-fee mutual funds to their clients, without disclosing conflicts of interest. The fine will be distributed to investors. The firm … Continue reading
Can I recover losses from investments with former MML Investors Services, LLC broker Kenan Bell (CRD# 5371532) regarding mutual fund losses? He has been registered with MML Investors Services, LLC in Lynchburg, Virginia from 2019 to 2022, when he was … Continue reading
There are options for clients of former Truist Advisory Services, Inc. broker Shane Wilhelm (CRD# 4803933) who suffered investment losses due to investment fraud. He has been registered with Fortune Financial Services, Inc. in Moneta, Virginia and Mgo One Seven … Continue reading