There are options for customers of LPL Financial LLC broker Richard Tegge Jr. (CRD# 2948506) who suffered investment losses. He has been registered with LPL Financial LLC in Marquette, Michigan, since 2020. He was registered with Commonwealth Financial Network in Green Bay, Wisconsin, from 2010 to 2020.
Richard Tegge Jr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
June 2026. “Customer Alleges Violations of Reg BI.” The customer is seeking $500,000 in damages, and the case is currently pending. The complaint was regarding equities and mutual fund investment losses. The complaint took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Richard Tegge Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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