Erez Law is currently investigating Sigma Financial Corporation broker Kristine Howell (CRD# 2214295) regarding alternative investment losses. She has been registered with Sigma Financial Corporation in Chesterfield, Michigan, from 1993 to 2022. Kristine Howell Customer Complaints She has been the … Continue reading
Erez Law is currently investigating former Equitable Advisors, LLC broker George Portilla (CRD# 2222382) regarding alternative investment losses. He was registered with Equitable Advisors, LLC in Miami Lakes, Florida, from 1992 to 2021. George Portilla Customer Complaints He has been … Continue reading
There are options for clients of former Newbridge Financial Services Group, Inc. broker Kenneth Arena (CRD# 6997), who is accused of alternative investment losses. He has been registered with Cetera Wealth Services, LLC in Pompano Beach, Florida, since 2023, and … Continue reading
There are options for clients of United Planners’ Financial Services Of America A Limited Partner broker Donald Vieth (CRD# 5100754). He has been registered with Quincy Wells Capital, LLC in Chicago, Illinois, since 2026. He was registered with Quincy Wells … Continue reading
UBS Financial Services Inc. broker Igor Harlap (CRD# 3125590) is accused of alternative investment losses. He has been registered with UBS Financial Services Inc. in Philadelphia, Pennsylvania, since 1998. Igor Harlap Customer Complaints He has been the subject of two … Continue reading
Erez Law is currently investigating Realta Equities, Inc. broker Carmen Morrone (CRD# 1898874) who is accused of Delaware Statutory Trust (DST) investment losses. She has been registered with Realta Equities, Inc. in Wantagh, New York, since 2022. She was registered … Continue reading
Were you the victim of Realta Equities, Inc. broker Robert Annable (CRD# 4657825)? He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered with Coastal Investment … Continue reading
Realta Equities, Inc. broker Vincent Annable (CRD# 1033573) faces customer complaints related to alternative investment losses. He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2021, and Transce3nd LLC in Scottsdale, Arizona, since 2023. He was registered … Continue reading
United Planners’ Financial Services of America A Limited Partner broker Aaron Sevigny (CRD# 4314368) faces accusations of alternative investment losses. He has been registered with United Planners’ Financial Services of America A Limited Partner in Bonita Springs, Florida, since 2006. … Continue reading
Realta Equities, Inc. broker Preston Walchli (CRD# 7265249) is accused of alternative investment losses. He has been registered with Realta Equities, Inc. in Scottsdale, Arizona, since 2023. He was registered with Realta Investment Advisors, Inc. in Scottsdale, Arizona, from 2023 … Continue reading