Category: Alternative Investments Blog

Former FSC Securities Corporation broker Bradley Weisman (CRD# 1093515) is accused of unsuitable investment recommendations related to alternative investments. He was registered with FSC Securities Corporation in Oakland Township, Michigan, from 2001 to 2022.  Bradley Weisman Customer Complaints He has … Continue reading →

There are options for clients of Western International Securities, Inc. broker John Darmanian (CRD# 2899924) who lost money due to corporate debt losses. He has been registered with Western International Securities, Inc. in Montrose, California, since 2009.  John Darmanian Customer … Continue reading →

Erez Law is currently investigating Realta Equities, Inc. broker Jack Thacker Jr. (CRD# 2754773) faces numerous customer complaints related to alternative investment losses. He has been registered with Realta Equities, Inc. in Bristol, Virginia, since 2023. Previously, he was registered … Continue reading →

Erez Law is currently investigating former Cetera Investment Services LLC broker Haiguang Yin (John Yin) (CRD# 3249933), who is accused of unsuitable investment recommendations. He has been registered with Packerland Brokerage Services, Inc. in City of Industry, California, since March … Continue reading →

Arete Wealth Management, LLC broker Justin Mackie (CRD# 4736154) is accused of alternative investment losses. He has been registered with Arete Wealth Management, LLC in Henderson, Nevada, since 2015.  Justin Mackie Customer Complaints He has been the subject of one … Continue reading →

Former Sapere Wealth Creation, LLC broker Scott Trease (CRD# 1298222) is accused of investment losses related to alternative investments. He was registered with Sapere Wealth Creation, LLC in Matthews, North Carolina, from 2003 to 2010. In March 2023, the United … Continue reading →

Former Kingswood Capital Partners, LLC broker Doug Nelson (CRD# 4609776) is accused of GWG Holdings Inc. L Bond investment losses. He has been registered with LPL Financial LLC in Pahrump, Nevada, since 2023. Previously, he was registered with the following … Continue reading →

Can I recover losses from investments with Crown Capital Securities, L.P. broker David McMillen (CRD# 1198070)? He has been registered with Crown Capital Securities, L.P. in Boulder, Colorado, since 2003.  David McMillen Customer Complaints He has been the subject of … Continue reading →

Erez Law is currently investigating former Landolt Securities, Inc. broker Jason Slezak (CRD# 2423323), who is accused of GWG Holdings Inc. investment losses. He has been registered with Landolt Securities, Inc. in Antioch, Illinois, and Oshkosh, Wisconsin, since 2009. Previously, … Continue reading →

Portsmouth Financial Services broker Steve Stanford (CRD# 1686790) is accused of GWG Holdings Inc. L Bond investment losses. He has been registered with Portsmouth Financial Services in San Francisco, California, since 2013. Previously, he was registered with the following brokerage … Continue reading →