Erez Law is currently investigating Sigma Financial Corporation broker Kristine Howell (CRD# 2214295) regarding alternative investment losses. She has been registered with Sigma Financial Corporation in Chesterfield, Michigan, from 1993 to 2022.
Kristine Howell Customer Complaints
She has been the subject of one customer complaint, according to his CRD report:
September 2020. “Statement of claim alleges in 2014, Claimant’s assets were invested in alternative investments which were unsuitable and inappropriate given her unique financial situation and investment objective.” The customer sought $5,000,000 in damages, and the case was settled for $800,000. The case was regarding direct investments and real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Sigma Financial Corporation may be liable for investment or other losses suffered by Kristine Howell’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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