Category: Alternative Investments Blog
American Trust Investment Services, Inc. broker Kyle Chapman (CRD# 6303483) is accused of GWG Holdings Inc. L Bonds losses. He has been registered with American Trust Investment Services, Inc. in San Clemente, California, from 2020 to 2022. Previously, he was … Continue reading
Erez Law is currently investigating Westpark Capital, Inc. broker Linda Wimsatt (CRD# 1401802) regarding GWG Holdings Inc. and its L Bonds losses. She has been registered with American Trust Investment Services, Inc. in Carlsbad, California, since 2020. Previously, she was … Continue reading
Erez Law is currently investigating former Aegis Capital Corp. broker Jon Lee (CRD# 2354294) regarding alternative investment losses. He has been registered with AAG Capital, Inc. in Sarasota, Florida, from June to September 2022. Previously, he was registered with Aegis … Continue reading
There are options for clients of former Newbridge Securities Corporation broker Peter Radvanyi (CRD# 3129076) related to alternative investment losses. He was registered with Newbridge Securities Corporation in Reston, Virginia, from 2007 to 2015. Peter Radvanyi Customer Complaints He has … Continue reading
Erez Law is currently investigating Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Adam Gurien (CRD# 2302341) regarding alternative investment losses. He has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palm Beach Gardens, Florida, since 2011. … Continue reading
Erez Law is currently investigating Berthel Fisher and its brokers across the country, who allegedly recommended their clients invest in alternative investments and private placements. In 2022, investors filed a claim against Berthel Fisher for $32.1 million, according to the … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker James Tausz (CRD# 442956) related to alternative investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Clarion, … Continue reading
Did you lose money investing with Newbridge Securities Corporation broker Gaspar Garcia (CRD# 3244396) who is accused of alternative investment losses? He has been registered with Newbridge Securities Corporation in Boca Raton, Florida since 2012. Gaspar Garcia Customer Complaints He … Continue reading
Summit Brokerage Services broker Brion Harris (CRD# 3199095) faces a customer complaint for unsuitable and alternative investment losses. He has been registered with Cetera Advisor Networks LLC in Annapolis, Maryland since 2019. Previously, he was registered with Summit Financial Group … Continue reading
There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Newbridge Securities Corporation in Hiko, Nevada since 2018. Previously, he was registered with M. … Continue reading