There are options for customers of Newbridge Securities Corporation broker Betsy Whipple (CRD# 2703262) who lost money due to alternative investments. She has been registered with Newbridge Securities Corporation in Hiko, Nevada since 2018. Previously, he was registered with M. S. Howells & Co. in Hiko, Nevada from January to March 2018, with Greenleaf Financial Network, LLC in Hiko, Nevada from 2017 to 2018, and with Private Client Services, LLC in Hiko, Nevada from January to December 2017. Prior to that, he was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Hiko, Nevada from 2011 to 2016.
Betsy Whipple Customer Complaints
She has been the subject of three customer complaints between 2001 and 2022, one of which was withdrawn, according to his CRD report. The most recent complaint was regarding:
July 2022. “Breach of Contract, Misrepresentations/Omissions, Breach of Fiduciary Duty, and Failure to Supervise.” The customer is seeking $500,000 in damages and the case is currently pending. The complaint was regarding alternative investments and took place while he was registered with Newbridge Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Betsy Whipple’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.